Mark J. Biallas

SOUND INVESTMENT MANAGEMENT

Tualatin, OR 97062

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CRD#: 2836184

Professional summary

Mark J Biallas, who also goes by Mark James Biallas, is a registered financial advisor currently at SOUND INVESTMENT MANAGEMENT INC located in Tualatin, Oregon.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Mark has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark James Biallas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark J Biallas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 30, 2019 - Present

SOUND INVESTMENT MANAGEMENT INC

Office #1: 8215 Tualatin Sherwood Road, Suite 200, Tualatin, OR 97062

RIA

CRD#: 107438

Tualatin, OR

Past

April 3, 1997 - March 6, 1998

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOUND INVESTMENT MANAGEMENT INC

CRD#: 107438 / SEC#: 801-46570

RIA

Registered Investment Advisory firm - (5/26/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(3/30/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/21/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/7/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/2/1997

General Securities Representative Examination

Current Firm

SOUND INVESTMENT MANAGEMENT INC

CRD#: 107438 / SEC#: 801-46570

RIA

Registered Investment Advisory firm - (5/26/1994 Approved)

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Contact information

Main Address

8215 Tualatin Sherwood Road, Suite 200, Tualatin, OR 97062

Mailing Address

Phone number

(503) 691-7030

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SIMI ADV 2A 2B 3.25.25 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	131
AUM (Assets Under Management)	$ 242,615,902

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark J. Biallas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark J Biallas's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOUND INVESTMENT MANAGEMENT INC

DEUTSCHE BANK SECURITIES INC.

Primary Firm SEC Registration

SOUND INVESTMENT MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/21/2019

Series 63

Date: 4/7/1997

Series 7

Date: 4/2/1997

Current Firm

SOUND INVESTMENT MANAGEMENT INC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOUND INVESTMENT MANAGEMENT INC

TRUST BUT VERIFY

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