Brett T. Flynn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brett Thomas Flynn was a registered financial professional .
Brett is a previously registered financial professional and started their career in finance in 1997. Brett had worked at 4 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2006 - March 29, 2021
LUCAS CAPITAL MANAGEMENT, L.L.C.
April 18, 2000 - November 20, 2008
FIRST MONTAUK SECURITIES CORP.
February 26, 1997 - April 27, 2000
MCCONNELL, BUDD & ROMANO, INC.
January 1, 1997 - February 14, 1997
MITCHELL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/15/1998
Limited Representative-Equity Trader ExamCurrent Firm
LUCAS CAPITAL MANAGEMENT, L.L.C.
CRD#: 112050 / SEC#: 801-57997
Contact information
Red Flags
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