Mitchell P. York

ATLANTIC UNION MUNICIPAL ADVISORS,

Glen Allen, VA 23060

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CRD#: 2836105

Professional summary

Mitchell Paul York, who also goes by Mitch York, Mitchell York, is a registered financial advisor currently at ATLANTIC UNION MUNICIPAL ADVISORS, INC located in Glen Allen, Virginia.

Mitchell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Mitchell has worked at 9 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mitch York | Mitchell York

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Paul York's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 1, 2024 - Present

ATLANTIC UNION MUNICIPAL ADVISORS, INC

Office #1: 4300 Cox Road, Glen Allen, VA 23060

RIA

CRD#: 329425

Glen Allen, VA

Past

January 8, 2021 - October 14, 2022

CONCORD ASSET MANAGEMENT, LLC

RIA

CRD#: 310710

GLEN ALLEN, VA

Past

November 3, 2020 - October 14, 2022

CONCORD WEALTH PARTNERS

RIA

CRD#: 118643

ABINGDON, VA

Past

November 1, 2018 - February 5, 2020

EDELMAN FINANCIAL ENGINES

RIA

CRD#: 104510

HENRICO, VA

Past

April 22, 2016 - October 31, 2018

RETIREONE INVESTMENT SERVICES, LLC

CRD#: 269923

HENRICO, VA

Past

November 8, 2013 - April 22, 2016

SANDERS MORRIS LLC

CRD#: 20580

HENRICO, VA

Past

October 29, 2013 - November 1, 2018

EDELMAN FINANCIAL SERVICES, LLC

RIA

CRD#: 113299

HENRICO, VA

Past

June 6, 2000 - August 9, 2013

DEEP BLUE INVESTMENT ADVISORS

RIA

CRD#: 115344

TAMPA, FL

Past

June 23, 1997 - November 20, 2001

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ATLANTIC UNION MUNICIPAL ADVISORS, INC

CRD#: 329425 / SEC#: 801-129419

RIA

Registered Investment Advisory firm - (1/26/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(2/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/15/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/8/1997

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/6/1996

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/8/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/20/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/30/2000

General Securities Principal Examination

Current Firm

ATLANTIC UNION MUNICIPAL ADVISORS, INC

CRD#: 329425 / SEC#: 801-129419

RIA

Registered Investment Advisory firm - (1/26/2024 Approved)

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Contact information

Main Address

4300 Cox Road, Glen Allen, VA 23060

Mailing Address

Phone number

804-802-4955X6055

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

AUMA FORM ADV PART 2 - BROCHURE (3/18/2025)

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 185,400,813

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mitchell P. York

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Paul York's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONCORD ASSET MANAGEMENT, LLC

CONCORD WEALTH PARTNERS

EDELMAN FINANCIAL ENGINES

RETIREONE INVESTMENT SERVICES, LLC

SANDERS MORRIS LLC

EDELMAN FINANCIAL SERVICES, LLC

DEEP BLUE INVESTMENT ADVISORS

SECURITIES AMERICA, INC.

Primary Firm SEC Registration

ATLANTIC UNION MUNICIPAL ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/15/2013

Series 63

Date: 7/8/1997

Series 65

Date: 12/6/1996

SIE

Date: 10/1/2018

Series 7

Date: 11/8/2013

Series 6

Date: 6/20/1997

Series 24

Date: 5/30/2000

Current Firm

ATLANTIC UNION MUNICIPAL ADVISORS, INC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ATLANTIC UNION MUNICIPAL ADVISORS, INC

TRUST BUT VERIFY

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