Michael J. Silva
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Silva, ChFC®, who also goes by Michael J Silva, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1997. Michael had worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2019 - January 2, 2023
THE GENERAL & ASSOCIATES LLC
January 13, 2016 - March 12, 2019
GRADIENT ADVISORS, LLC
April 25, 2001 - June 5, 2001
SUNSET FINANCIAL SERVICES, INC.
April 13, 1999 - April 2, 2001
DREHER & ASSOCIATES, INC.
January 6, 1997 - January 11, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
January 6, 1997 - January 11, 1999
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE GENERAL & ASSOCIATES LLC
CRD#: 301358 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 5,000,000 |
Red Flags
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