Harrison Scott Reed III | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Harrison Scott Reed III, who also goes by Harry Reed III, Harry Reed, was a registered financial professional .

Harrison is a previously registered financial professional and started their career in finance in 1997. Harrison had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

Harry Reed Iii | Harry Reed

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 3, 2003 - December 31, 2014

RHODES INVESTMENT ADVISORS, INC.

RIA

CRD#: 114245

KERRVILLE, TX

Past

November 6, 2000 - December 31, 2014

RHODES SECURITIES, INC.

BD

CRD#: 19610

KERRVILLE, TX

Past

February 10, 2000 - October 17, 2000

EDWARD JONES

BD

CRD#: 250

ST. LOUIS, MO

Past

May 29, 1998 - February 10, 2000

AMERIPRISE ADVISOR SERVICES, INC.

BD

CRD#: 5979

DETROIT, MI

Past

August 28, 1997 - October 31, 1997

IDS LIFE INSURANCE COMPANY

BD

CRD#: 6321

MINNEAPOLIS, MN

Past

August 28, 1997 - October 31, 1997

AMERIPRISE FINANCIAL SERVICES, LLC

BD

CRD#: 6363

MINNEAPOLIS, MN

Past

January 1, 1997 - July 15, 1997

MML INVESTORS SERVICES, LLC

BD

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RI

RHODES INVESTMENT ADVISORS, INC.

CRAIG S. WADE DBA CRAIG S. WADE FINACIAL SERVICES | WHIT WHITFIELD, DBA FE WHITFIELD INVESTMENTS AND INSURANCE | TRICIA CARTER-HABER DBA HABER WEALTH MANAGEMENT | SUSAN PARIS, DBA PARIS FINANCIAL SERVICES | ROBERT L. RICHERSON, III DBA RICHERSON CAPITAL MANAGEMENT PLLC | RHODES SECURITIES, INC. | RHODES INVESTMENT ADVISORS, INC. | PREFERRED FINANCIAL SERVICES, INC. | JOHN RUSH VANN, JR., DBA JOHN RUSH VANN, JR. INVESTMENT MANAGEMENT | JEAN S. FRIE, DBA FRIE FINANCIAL GROUP, INC. | JAMES D. PALMER, DBA PALMER RETIREMENT CONSULTANTS | HARRISON S. REED III, DBA REED INVESTMENTS | GUY M. CUMBIE, DBA CUMBIE ADVISORY SERVICES, INC. | DAVID A. BURGESS DBA BURGESS FINANCIAL

CRD#: 114245 / SEC#: 801-117510

RIA

Registered Investment Advisory firm - (10/18/2019 Approved)

Kansas

Registered Investment Advisory firm - (11/5/2020 Terminated)

Louisiana

Registered Investment Advisory firm - (11/6/2020 Terminated)

New Mexico

Registered Investment Advisory firm - (12/31/2020 Terminated)

Oklahoma

Registered Investment Advisory firm - (1/22/2021 Terminated)

South Carolina

Registered Investment Advisory firm - (11/5/2020 Terminated)

Texas

Registered Investment Advisory firm - (11/5/2020 Terminated)

Washington

Registered Investment Advisory firm - (12/31/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/23/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 12/24/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 12/31/2014

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 8/27/1997

General Securities Representative Examination

General Industry/Product Exam

RR

Series 6

Date: 12/24/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RI

RHODES INVESTMENT ADVISORS, INC.

CRAIG S. WADE DBA CRAIG S. WADE FINACIAL SERVICES | WHIT WHITFIELD, DBA FE WHITFIELD INVESTMENTS AND INSURANCE | TRICIA CARTER-HABER DBA HABER WEALTH MANAGEMENT | SUSAN PARIS, DBA PARIS FINANCIAL SERVICES | ROBERT L. RICHERSON, III DBA RICHERSON CAPITAL MANAGEMENT PLLC | RHODES SECURITIES, INC. | RHODES INVESTMENT ADVISORS, INC. | PREFERRED FINANCIAL SERVICES, INC. | JOHN RUSH VANN, JR., DBA JOHN RUSH VANN, JR. INVESTMENT MANAGEMENT | JEAN S. FRIE, DBA FRIE FINANCIAL GROUP, INC. | JAMES D. PALMER, DBA PALMER RETIREMENT CONSULTANTS | HARRISON S. REED III, DBA REED INVESTMENTS | GUY M. CUMBIE, DBA CUMBIE ADVISORY SERVICES, INC. | DAVID A. BURGESS DBA BURGESS FINANCIAL

CRD#: 114245 / SEC#: 801-117510

RIA

Registered Investment Advisory firm - (10/18/2019 Approved)

Kansas

Registered Investment Advisory firm - (11/5/2020 Terminated)

Louisiana

Registered Investment Advisory firm - (11/6/2020 Terminated)

New Mexico

Registered Investment Advisory firm - (12/31/2020 Terminated)

Oklahoma

Registered Investment Advisory firm - (1/22/2021 Terminated)

South Carolina

Registered Investment Advisory firm - (11/5/2020 Terminated)

Texas

Registered Investment Advisory firm - (11/5/2020 Terminated)

Washington

Registered Investment Advisory firm - (12/31/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

306 West 7th Street Suite 1000, Fort Worth, TX 76012

Mailing Address

Phone number

(817) 334-0455

Established

Firm type

Fiscal year end

# of Employees

9

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE-JULY 2025 (7/28/2025)

Regulatory assets under management

Total Number of Accounts	815
AUM (Assets Under Management)	$ 376,312,618

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Harrison S. Reed

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RHODES INVESTMENT ADVISORS, INC.

RHODES SECURITIES, INC.

EDWARD JONES

AMERIPRISE ADVISOR SERVICES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

RHODES INVESTMENT ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/23/2006

Series 63

Date: 12/24/1996

SIE

Date: 12/31/2014

Series 7

Date: 8/27/1997

Series 6

Date: 12/24/1996

Current Firm

RHODES INVESTMENT ADVISORS, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RHODES INVESTMENT ADVISORS, INC.

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