EM
Eduardo M. Martinez
FOREFRONT
Santa Barbara, CA 93101
Some features on this profile are disabled
CRD#: 2836020
EM
Eduardo Margarito MartinezFOREFRONT
Professional summary
Eduardo Margarito Martinez, who also goes by Eduard Margarito Martinez, Edward Margarito Martinez, Edward Martinez, Ed Martinez, Eddie Martinez, is a registered financial advisor currently at FOREFRONT located in Santa Barbara, California.
Eduardo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Eduardo has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
At a Glance
Always Fiduciary
Aliases
Eduard Margarito Martinez | Edward Margarito Martinez | Edward Martinez | Ed Martinez | Eddie Martinez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) EDWARD MARTINEZ FINANCIAL SERVICES; NOT INVESTMENT RELATED; Santa Barbara CA 93110; INSURANCE SALES; Owner; START DATE 06/2009; APPROX 30 HRS/MONTH; APPROX 20 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES.
CRS (Client Relationship Summary) - RIA
Click below to view Eduardo Margarito Martinez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 3, 2026 - Present
FOREFRONT
Office #1: 1828 State Street, Santa Barbara, CA 93101RIA
CRD#: 308521
Santa Barbara, CA
Past
October 30, 2024 - February 23, 2026
SECURE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 141195
Santa Barbara, CA
Past
August 8, 2022 - November 16, 2022
IMPACT PARTNERSHIP WEALTH, LLC
RIA
CRD#: 313928
SANTA BARBARA, CA
Past
September 23, 2019 - June 28, 2021
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
Santa Barbara, CA
Past
July 31, 2013 - March 31, 2016
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
SANTA BARBARA, CA
Past
September 23, 2011 - July 16, 2013
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
VISALIA, CA
Past
November 11, 2009 - October 3, 2011
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
VISALIA, CA
Past
August 13, 2008 - November 17, 2009
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
VISALIA, CA
Past
December 18, 2007 - August 13, 2008
PENSION PLANNERS SECURITIES, INC.
BD
CRD#: 14068
VISALIA, CA
Past
February 15, 2006 - December 21, 2007
LPL FINANCIAL LLC
BD
CRD#: 6413
VISALIA, CA
Past
May 9, 2003 - February 16, 2006
SECU BROKERAGE SERVICES
BD
CRD#: 19899
RALEIGH, NC
Past
July 1, 2002 - December 20, 2002
PLANMEMBER SECURITIES CORPORATION
RIA
CRD#: 11869
SANTA BARBARA, CA
Past
March 14, 2002 - December 20, 2002
PLANMEMBER SECURITIES CORPORATION
BD
CRD#: 11869
CARPINTERIA, CA
Past
February 9, 2002 - March 13, 2002
PARKLAND SECURITIES, LLC
BD
CRD#: 115368
ANN ARBOR, MI
Past
December 8, 1999 - February 9, 2002
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
April 16, 1997 - November 4, 1999
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FO
FOREFRONT
BAYSTATE WEALTH ADVISORS | THE 401(K) ADVISOR | TANDEM WEALTH MANAGEMENT | SUMMIT ADVISORS | PRINCIPATUS WEALTH | POINT2 CAPITAL PARTNERS | PACE FINANCIAL SERVICES | NAMA PRIVATE WEALTH | MOUNTAIN HIGH WEALTH MANAGEMENT | MINDFUL FINANCIAL PARTNERS | LEONE AND COMPANY WEALTH MANAGEMENT | FOUR LEAF FINANCIAL PLANNING | FOREFRONT WEALTH PARTNERS, LLC | FOREFRONT WEALTH PARTNERS | FOREFRONT ADVISOR NETWORK | FOREFRONT | EQUITY COMP ADVISORS | CREATOR MONEY | COAST FINANCIAL | CHALK MONEY | BEST WEALTH ADVISORY
CRD#: 308521 / SEC#: 801-130608
RIA
Registered Investment Advisory firm - (7/5/2024 Approved)Alaska
Registered Investment Advisory firm - (10/15/2024 Terminated)California
Registered Investment Advisory firm - (8/21/2024 Terminated)Florida
Registered Investment Advisory firm - (7/22/2024 Terminated)Michigan
Registered Investment Advisory firm - (7/29/2024 Terminated)New Hampshire
Registered Investment Advisory firm - (7/26/2024 Terminated)Ohio
Registered Investment Advisory firm - (7/22/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/24/2024 Terminated)Texas
Registered Investment Advisory firm - (7/22/2024 Terminated)Virginia
Registered Investment Advisory firm - (7/23/2024 Terminated)Washington
Registered Investment Advisory firm - (8/26/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (7/22/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/3/2026)
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
PR
Series 6
Passed: 4/11/1997
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
PR
Series 26
Passed: 5/11/2006
Investment Company Products/Variable Contracts Principal Examination
Current Firm
FO
FOREFRONT
BAYSTATE WEALTH ADVISORS | THE 401(K) ADVISOR | TANDEM WEALTH MANAGEMENT | SUMMIT ADVISORS | PRINCIPATUS WEALTH | POINT2 CAPITAL PARTNERS | PACE FINANCIAL SERVICES | NAMA PRIVATE WEALTH | MOUNTAIN HIGH WEALTH MANAGEMENT | MINDFUL FINANCIAL PARTNERS | LEONE AND COMPANY WEALTH MANAGEMENT | FOUR LEAF FINANCIAL PLANNING | FOREFRONT WEALTH PARTNERS, LLC | FOREFRONT WEALTH PARTNERS | FOREFRONT ADVISOR NETWORK | FOREFRONT | EQUITY COMP ADVISORS | CREATOR MONEY | COAST FINANCIAL | CHALK MONEY | BEST WEALTH ADVISORY
CRD#: 308521 / SEC#: 801-130608
RIA
Registered Investment Advisory firm - (7/5/2024 Approved)Alaska
Registered Investment Advisory firm - (10/15/2024 Terminated)California
Registered Investment Advisory firm - (8/21/2024 Terminated)Florida
Registered Investment Advisory firm - (7/22/2024 Terminated)Michigan
Registered Investment Advisory firm - (7/29/2024 Terminated)New Hampshire
Registered Investment Advisory firm - (7/26/2024 Terminated)Ohio
Registered Investment Advisory firm - (7/22/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/24/2024 Terminated)Texas
Registered Investment Advisory firm - (7/22/2024 Terminated)Virginia
Registered Investment Advisory firm - (7/23/2024 Terminated)Washington
Registered Investment Advisory firm - (8/26/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (7/22/2024 Terminated)Loading...
Contact information
Main Address
7500 Rialto Blvd, Bldg 1 Suite 250, Austin, TX 78735
Mailing Address
Phone number
(512) 617-1984
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,382 |
| AUM (Assets Under Management) | $ 239,835,320 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FOREFRONT
CRD#: 308521Santa Barbara, CA 93101TRUST BUT VERIFY
Monitor Eduardo Martinez
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
