DK
Donald M. Keegan
CENTAURUS FINANCIAL
Huntington, NY
Some features on this profile are disabled
CRD#: 2836016
DK
Professional summary
Donald Michael Keegan JR, who also goes by Donald Michael Keegan Jr, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Huntington, New York.
Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Donald has worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Donald Michael Keegan Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. YELLOW PAGES DIRECTORY INC.; POSITION: Partial owner NATURE: Provides U.S company information to the public. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2006; Lindenhurst NY 11757, United States; DESCRIPTION: I have no formal duties. 2. KEYSTONE REALTY HOMES & ESTATES; POSITION: owner NATURE: Broker of real estate company. Owns property, real estate rentals, owns private properties to rent and possibly sell. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2012; Lindenhurst NY 11757, United States; 3. DONALD & AFFILIATES; POSITION: owner NATURE: Receives income from disclosed sources for tax purposes. Owns properties within corporation and privately for sale and rent. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1999; Lindenhurst NY 11757, United States 4. DON & MIKE HOLDINGS; POSITION: owner NATURE: Owns real estate properties within corporation and personally for rent and possible sale. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/19/2014; Lindenhurst NY 11757, United States 5. CMDK PROPERTY, LLC; POSITION: owner/partner NATURE: Owns real estate properties within corporation and personally for rent and possible sale. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/22/2021; Lindenhurst NY 11757, United States 6. LIFE AND HEALTH LICENSE; POSITION: agent NATURE: simply disclosing LHA license INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000; Lindenhurst NY 11757, United States
CRS (Client Relationship Summary) - RIA
Click below to view Donald Michael Keegan JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Donald Michael Keegan JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 28, 2025 - Present
CENTAURUS FINANCIAL, INC.
RIA
BD
CRD#: 30833
Huntington, NY
Current
February 28, 2025 - Present
CENTAURUS FINANCIAL, INC.
RIA
BD
CRD#: 30833
Huntington, NY
Past
January 5, 2024 - February 21, 2025
IC ADVISORY SERVICES, INC.
RIA
CRD#: 140190
HUNTINGTON, NY
Past
August 8, 2016 - December 31, 2023
IC ADVISORY SERVICES, INC.
RIA
CRD#: 140190
HUNTINGTON, NY
Past
August 4, 2016 - February 21, 2025
THE INVESTMENT CENTER, INC.
BD
CRD#: 17839
HUNTINGTON, NY
Past
February 4, 2015 - August 4, 2016
INVESTORS CAPITAL CORP.
RIA
CRD#: 30613
HUNTINGTON, NY
Past
January 6, 2010 - December 31, 2014
INVESTORS CAPITAL CORP.
RIA
CRD#: 30613
HUNTINGTON, NY
Past
May 21, 2003 - December 31, 2004
EASTERN POINT ADVISORS INC.
RIA
CRD#: 107123
HUNTINGTON, MA
Past
July 25, 2001 - August 4, 2016
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
HUNTINGTON, NY
Past
March 14, 1997 - August 16, 2001
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
SAN DIEGO, CA
Past
January 1, 1997 - March 3, 1997
CONTINENTAL BROKER-DEALER CORP.
BD
CRD#: 14048
CARLE PLACE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(2/28/2025)
IAR
New York(2/28/2025)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
