Simon S. Reeves

PASADENA PRIVATE WEALTH

Irvine, CA 92618

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CRD#: 2835991

Professional summary

Simon Street Reeves, who also goes by Simon S Reeves, is a registered financial advisor currently at PASADENA PRIVATE WEALTH, LLC located in Irvine, California.

Simon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Simon has worked at 5 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Simon S Reeves

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Simon Street Reeves's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 24, 2023 - Present

PASADENA PRIVATE WEALTH, LLC

Office #1: 9900 Research Drive, Irvine, Ca 92618, Irvine, CA 92618

RIA

CRD#: 295178

Irvine, CA

Past

January 27, 2011 - July 4, 2024

TIDEROCK FINANCIAL, LLC

RIA

CRD#: 155622

IRVINE, CA

Past

April 26, 2010 - November 1, 2012

GREENBERG GRAHAM ADVISORS LLC

RIA

CRD#: 128726

IRVINE, CA

Past

September 12, 2007 - August 6, 2010

SUMMIT PORTFOLIO MANAGEMENT LLC

RIA

CRD#: 111243

LAS VEGAS, NV

Past

September 4, 2003 - March 23, 2004

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

IRVINE, CA

Past

August 8, 2003 - March 23, 2004

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PASADENA PRIVATE WEALTH, LLC

CRD#: 295178 / SEC#: 801-112999

RIA

Registered Investment Advisory firm - (4/27/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/30/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/3/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/7/2003

General Securities Representative Examination

Current Firm

PASADENA PRIVATE WEALTH, LLC

CRD#: 295178 / SEC#: 801-112999

RIA

Registered Investment Advisory firm - (4/27/2018 Approved)

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Contact information

Main Address

2 North Lake Avenue Suite 520, Pasadena, CA 91101

Mailing Address

Phone number

(626) 993-9300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PASADENA PRIVATE WEALTH PART 2A BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	1,843
AUM (Assets Under Management)	$ 1,268,875,503

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Simon S. Reeves

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Simon Street Reeves's CRS (Customer Relationship Summary).

Certified licenses

Experience

TIDEROCK FINANCIAL, LLC

GREENBERG GRAHAM ADVISORS LLC

SUMMIT PORTFOLIO MANAGEMENT LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

PASADENA PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/30/2007

Series 66

Date: 9/3/2003

Series 7

Date: 8/7/2003

Current Firm

PASADENA PRIVATE WEALTH, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PASADENA PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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