Christopher M. Stout
Professional summary
Christopher Michael Stout, who also goes by Chris M Stout, is a registered financial professional currently at PACIFIC SELECT DISTRIBUTORS, LLC located in Newport Beach, California.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1997. Christopher has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Michael Stout's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 23, 2024 - Present
PACIFIC SELECT DISTRIBUTORS, LLC
Office #1: 700 Newport Center Drive, Newport Beach, CA 92660September 30, 2021 - July 13, 2024
PRINCIPAL SECURITIES, INC.
September 18, 2013 - September 24, 2021
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
September 12, 2012 - August 29, 2013
MML INVESTORS SERVICES, LLC
January 21, 2010 - July 31, 2012
GUARDIAN INVESTOR SERVICES LLC
January 15, 2008 - January 11, 2010
ADP BROKER-DEALER, INC.
June 19, 2006 - September 8, 2006
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2000 - April 18, 2002
WELLS FARGO CLEARING SERVICES, LLC
May 8, 1998 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
March 10, 1997 - October 23, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/23/2024)
Exams
FINRA
Current Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
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