James P. Nunez

AGORA INVESTMENTS

Dayton, OH 45402

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CRD#: 2835929

Professional summary

James Paul Nunez, who also goes by James P Nunez, is a registered financial advisor currently at AGORA INVESTMENTS located in Dayton, Ohio.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. James has worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James P Nunez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

owns a Texas Beef and Cattle Company. Approximately one hour per week are spent on this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Paul Nunez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 13, 2024 - Present

AGORA INVESTMENTS

Office #1: 5 N. Williams Street, Dayton, OH 45402

RIA

CRD#: 332032

Dayton, OH

Past

April 17, 2019 - July 22, 2024

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

DAYTON, OH

Past

March 14, 2018 - April 23, 2019

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

DAYTON, OH

Past

September 3, 2014 - October 26, 2017

REDHAWK WEALTH ADVISORS, INC.

RIA

CRD#: 146616

DAYTON, OH

Past

August 21, 2012 - September 2, 2014

FOUNDERS FINANCIAL SECURITIES LLC

RIA

CRD#: 137945

DAYTON, OH

Past

August 21, 2012 - September 2, 2014

FOUNDERS FINANCIAL SECURITIES LLC

CRD#: 137945

DAYTON, OH

Past

February 2, 2012 - August 23, 2012

BROKERSXPRESS LLC

CRD#: 127081

DAYTON, OH

Past

February 1, 2012 - August 23, 2012

BROKERSXPRESS LLC

RIA

CRD#: 127081

DAYTON, OH

Past

January 9, 2003 - December 31, 2011

WESTMINSTER FINANCIAL ADVISORY CORP

RIA

CRD#: 110283

VANDALIA, OH

Past

February 22, 2000 - December 31, 2011

WESTMINSTER FINANCIAL SECURITIES, INC.

CRD#: 20677

BEAVERCREEK, OH

Past

June 17, 1999 - January 13, 2000

LUMENT SECURITIES, LLC

CRD#: 14840

COLUMBUS, OH

Past

February 6, 1997 - June 14, 1999

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(7/29/2024)

IAR

Texas
(7/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/19/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/21/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/13/1997

General Securities Representative Examination

Current Firm

AGORA INVESTMENTS

AGORA INVESTMENTS | JAYKAR ENTERPRISES, INC.

CRD#: 332032 / SEC#:

Ohio

Registered Investment Advisory firm - (7/29/2024 Approved)

Texas

Registered Investment Advisory firm - (6/24/2024 Conditional Restricted)

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Contact information

Main Address

5 North Williams Street, Dayton, OH 45404

Mailing Address

Phone number

(937) 993-4376

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James P. Nunez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Paul Nunez's CRS (Customer Relationship Summary).

Certified licenses

Experience

J. W. COLE ADVISORS, INC.

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

REDHAWK WEALTH ADVISORS, INC.

FOUNDERS FINANCIAL SECURITIES LLC

FOUNDERS FINANCIAL SECURITIES LLC

BROKERSXPRESS LLC

BROKERSXPRESS LLC

WESTMINSTER FINANCIAL ADVISORY CORP

WESTMINSTER FINANCIAL SECURITIES, INC.

LUMENT SECURITIES, LLC

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/19/1997

Series 63

Date: 1/21/1997

Series 7

Date: 1/13/1997

Current Firm

AGORA INVESTMENTS

Contact information

Documents

Red Flags

Company Information

AGORA INVESTMENTS

TRUST BUT VERIFY

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