Ross A. Blauwkamp

AZA CAPITAL MANAGEMENT

GRAND RAPIDS, MI 49504

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CRD#: 2835778

Professional summary

Ross Alan Blauwkamp, CIMA®, who also goes by Ross Blauwkamp, is a registered financial advisor currently at AZA CAPITAL MANAGEMENT located in Grand Rapids, Michigan.

Ross is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Ross has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ross Blauwkamp

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ross Alan Blauwkamp's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

November 1, 2019 - Present

AZA CAPITAL MANAGEMENT

Office #1: 560 5th St Nw Suite 303, Grand Rapids, MI 49504

RIA

CRD#: 109784

GRAND RAPIDS, MI

Past

October 18, 2016 - November 1, 2019

ARETE WEALTH ADVISORS, LLC

RIA

CRD#: 145488

Grand Rapids, MI

Past

May 29, 2014 - October 3, 2016

INTEROCEAN CAPITAL, LLC

RIA

CRD#: 136887

CHICAGO, IL

Past

October 1, 2012 - April 1, 2014

INVESTMENT PLANNERS, INC.

CRD#: 18557

GRAND RAPIDS, MI

Past

August 14, 2007 - October 12, 2012

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

GRAND RAPIDS, MI

Past

March 19, 2004 - August 9, 2007

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

ZEELAND, MI

Past

January 13, 1997 - March 22, 2004

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AZA CAPITAL MANAGEMENT

ACENTUS PARTNERS | INSIGHT 2811 INC | AZA CAPITAL MANAGEMENT | ARTHUR ZASKE & ASSOCIATES

CRD#: 109784 / SEC#: 801-54428

RIA

Registered Investment Advisory firm - (5/12/1997 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(11/1/2019)

IAR

Michigan
(11/1/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/20/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/12/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/10/1997

General Securities Representative Examination

Current Firm

AZA CAPITAL MANAGEMENT

ACENTUS PARTNERS | INSIGHT 2811 INC | AZA CAPITAL MANAGEMENT | ARTHUR ZASKE & ASSOCIATES

CRD#: 109784 / SEC#: 801-54428

RIA

Registered Investment Advisory firm - (5/12/1997 Approved)

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Contact information

Main Address

141 W Jackson Blvd Suite 3332, Chicago, IL 60604

Mailing Address

Phone number

(312) 429-0880

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AZA CAPITAL MANAGEMENT ADV PART 2 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	845
AUM (Assets Under Management)	$ 313,995,693

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/18/2025	Cover Page	Report
11/13/2024	Cover Page	Report
12/14/2023	Cover Page	Report
02/14/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ross A. Blauwkamp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ross Alan Blauwkamp's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARETE WEALTH ADVISORS, LLC

INTEROCEAN CAPITAL, LLC

INVESTMENT PLANNERS, INC.

FIRST ALLIED SECURITIES, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

LPL FINANCIAL LLC

Primary Firm SEC Registration

AZA CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/20/2016

Series 63

Date: 2/12/1997

Series 7

Date: 1/10/1997

Current Firm

AZA CAPITAL MANAGEMENT

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AZA CAPITAL MANAGEMENT

TRUST BUT VERIFY

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