Marilyn A. Corbin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marilyn A. W. Corbin, who also goes by Marilyn Ann Corbin, Marilyn Ann Mitchell, Marilyn Ann Wrenn, was a registered financial professional .
Marilyn is a previously registered financial professional and started their career in finance in 1997. Marilyn had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2016 - December 19, 2016
VOYA FINANCIAL PARTNERS, LLC
April 28, 2011 - September 26, 2016
VOYA RETIREMENT ADVISORS, LLC
May 9, 1997 - September 11, 1998
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
January 13, 1997 - July 17, 1997
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
