Evandro Dosreis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Evandro Dosreis JR, who also goes by Evandro Dosreis, was a registered financial professional .
Evandro is a previously registered financial professional and started their career in finance in 1997. Evandro had worked at 7 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2015 - March 15, 2016
CV BROKERAGE, INC
May 15, 2012 - March 12, 2015
JEFFERIES LLC
January 10, 2011 - February 17, 2012
NEWEDGE USA, LLC
June 30, 2004 - December 2, 2009
DINOSAUR FINANCIAL GROUP, L.L.C
January 15, 2004 - March 16, 2004
BULLTICK, LLC
December 14, 2000 - November 22, 2002
SANTANDER INVESTMENT SECURITIES INC.
February 19, 1997 - September 13, 1999
BANIF SECURITIES INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CV BROKERAGE, INC
CRD#: 462 / SEC#: , 8-12429
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
