Denis J. Hill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Denis Joseph Hill was a registered financial professional .
Denis is a previously registered financial professional and started their career in finance in 1997. Denis had worked at 6 firms and has passed the Series 66, Series 63, Series 65, Series 7TO, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2023 - June 3, 2025
ORION PORTFOLIO SOLUTIONS, LLC
May 10, 2023 - June 3, 2025
BRINKER CAPITAL SECURITIES, LLC
March 17, 2015 - April 24, 2023
GLOBAL ATLANTIC DISTRIBUTORS, LLC
November 7, 2013 - March 20, 2015
VANGUARD MARKETING CORPORATION
August 29, 2008 - July 7, 2009
EATON VANCE MANAGEMENT
April 16, 1997 - July 7, 2009
EATON VANCE DISTRIBUTORS, INC.
Primary Firm SEC Registration
ORION PORTFOLIO SOLUTIONS, LLC
CRD#: 107975 / SEC#: 801-57265
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/23/2021
General Securities Representative ExaminationCurrent Firm
ORION PORTFOLIO SOLUTIONS, LLC
CRD#: 107975 / SEC#: 801-57265
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 203,878 |
| AUM (Assets Under Management) | $ 57,658,151,186 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 10/21/2024 | ||
| 01/17/2024 | ||
| 10/25/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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