Beom J. Yun
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Beom Joon Yun was a registered financial professional .
Beom is a previously registered financial professional and started their career in finance in 1998. Beom had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2012 - January 19, 2021
KOVACK SECURITIES INC.
September 16, 2009 - September 27, 2012
SECURITIES AMERICA, INC.
June 1, 2009 - August 19, 2009
MORGAN STANLEY
September 10, 2004 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
December 20, 2002 - September 14, 2004
MORGAN STANLEY DW INC.
May 6, 1999 - September 14, 2004
MORGAN STANLEY DW INC.
June 5, 1998 - May 24, 1999
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
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