Darrin J. Oberhofer

INLAND SECURITIES

Oak Brook, IL 60523

Some features on this profile are disabled

CRD#: 2835416

Professional summary

Darrin Jay Oberhofer is a registered financial professional currently at INLAND SECURITIES CORPORATION located in Oak Brook, Illinois.

Darrin is registered as a RR (Registered Representative) and started their career in finance in 1997. Darrin has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Darrin Jay Oberhofer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 11, 2012 - Present

INLAND SECURITIES CORPORATION

Office #1: 2901 Butterfield Road, Oak Brook, IL 60523

CRD#: 15807

Oak Brook, IL

Past

June 26, 2012 - July 13, 2012

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

OAK BROOK, IL

Past

May 20, 2005 - June 3, 2010

AMG DISTRIBUTORS, INC.

RIA

CRD#: 27314

CHICAGO, IL

Past

February 24, 2004 - May 4, 2005

BURRIDGE GROUP LLC

RIA

CRD#: 106416

CHICAGO, IL

Past

January 14, 2004 - June 3, 2010

AMG DISTRIBUTORS, INC.

CRD#: 27314

STAMFORD, CT

Past

September 5, 1997 - January 2, 2004

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/23/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/9/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/20/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/3/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/11/2000

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

INLAND SECURITIES CORPORATION

INCOR SECURITIES CORPORATION | INTERVEST NATIONAL SECURITIES CORPORATION | INLAND SECURITIES CORPORATION

CRD#: 15807 / SEC#: , 8-32775

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2901 Butterfield Road, Oak Brook, IL 60523

Mailing Address

2901 Butterfield Road, Oak Brook, IL 60523

Phone number

(630) 218-8000

Established

Delaware since 08/14/1984

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
INLAND REAL ESTATE INVESTMENT CORPORATION	CORPORATION
CHERESO, ANTHONY JOSEPH	DIRECTOR	5289928
HRTANEK, CATHLEEN MAY-ORBAN	DIRECTOR	7886681
KASPRZAK, DAVID EDWARD	PRINCIPAL, EXECUTIVE VICE PRESIDENT	2651202
LYNCH, CATHERINE LYNN	CHIEF FINANCIAL OFFICER & DIRECTOR	2584621
TUCEK, AMY CATHERINE	VICE PRESIDENT & CHIEF COMPLIANCE OFFICER	2021342

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

James Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

IAR

Downers Grove, IL

Louis Paster

UBS FINANCIAL SERVICES INC.

IAR

Chicago, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Darrin J. Oberhofer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Darrin Jay Oberhofer's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

AMG DISTRIBUTORS, INC.

BURRIDGE GROUP LLC

AMG DISTRIBUTORS, INC.

DWS DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/23/2004

Series 63

Date: 10/9/1997

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/20/1999

Series 6

Date: 9/3/1997

Series 24

Date: 12/11/2000

FINRA

Current Firm

INLAND SECURITIES CORPORATION

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

INLAND SECURITIES CORPORATION

TRUST BUT VERIFY

Similar Advisors