GJ
Gregory R. Johnson
MULTNOMAH GROUP
Centennial, CO
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CRD#: 2835333
GJ
Professional summary
Gregory Robert Johnson is a registered financial advisor currently at MULTNOMAH GROUP, INC. located in Centennial, Colorado.
Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Gregory has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) MEMBER OF UNIVERSITY OF NEBRASKA ALUMNI ASSOCIATION ADVISORY COUNCIL; NOT AN INVESTMENT RELATED ACTIVITY; EFFECTIVE DATE: 9/4/2014; 1520 R ST, LINCOLN, NE; DEVOTE 2 DAYS PER YEAR.
(2) FINRA ARBITRATOR
POSITION: Arbitrator NATURE: To be available to serve as FINRA arbitrator for certain disputes between investors and individual brokers orcompanies.
An investor must arbitrate at FINRA if:
- The arbitration is required by written agreement;
- The dispute is with a member of FINRA, which could be a broker and/or brokerage firm; and
- The dispute involves the securities business of the broker and/or brokerage firm.
Required Industry Arbitration
A broker or a brokerage firm must arbitrate at FINRA if:
- The dispute arises out of the securities business activities of a broker and/or a brokerage firm; and
- The dispute is between or among the following members of FINRA: brokerage firms, brokerage firms and brokers, or brokers.
INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 8 START DATE: 10/30/2017
ADDRESS: One Liberty Plaza, 165 Broadway, 27th Floor, New York NY 10006-1404, United States
DESCRIPTION: I have been accepted to join FINRA's arbitrator roster but still need to complete required training before becoming eligible to serve as an arbitrator.
(3) CU ADVOCATES
POSITION: I had been a CU Advocate for years and they asked me to join the advisory council. NATURE: Serve in an advisory capacity. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/24/2018
ADDRESS: 1800 Grant Street, Suite 800, Denver CO 80203, United States
DESCRIPTION: Member of the advisory council for the CU Advocates which is a group that supports initiatives for the four University of Colorado System campuses.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Robert Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 25, 2020 - Present
MULTNOMAH GROUP, INC.
RIA
CRD#: 132131
Centennial, CO
Past
February 27, 1999 - December 6, 2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MG
MULTNOMAH GROUP, INC.
EVERGREEN FINANCIAL ADVISORS, INC. | MULTNOMAH GROUP, INC. | MULTNOMAH CAPITAL, INC.
CRD#: 132131 / SEC#: 801-64554
RIA
Registered Investment Advisory firm - (8/24/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(2/25/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
MG
MULTNOMAH GROUP, INC.
EVERGREEN FINANCIAL ADVISORS, INC. | MULTNOMAH GROUP, INC. | MULTNOMAH CAPITAL, INC.
CRD#: 132131 / SEC#: 801-64554
RIA
Registered Investment Advisory firm - (8/24/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1155 Sw Morrison Street Suite 501, Portland, OR 97205
Mailing Address
Phone number
(503) 772-0159
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 361 |
| AUM (Assets Under Management) | $ 2,219,580,596 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
