Florian A. Hartmann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Florian Alfred Hartmann, who also goes by Florian Alfred Hartman, was a registered financial professional .
Florian is a previously registered financial professional and started their career in finance in 1997. Florian had worked at 5 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2012 - September 14, 2016
LAMPE CAPITAL NORTH AMERICA LLC
December 15, 2011 - May 3, 2012
PETER R. MACK & CO., INC.
February 28, 2008 - November 5, 2009
SCARSDALE EQUITIES LLC
June 29, 2005 - November 28, 2007
W. P. STEWART SECURITIES LLC
April 14, 1997 - June 1, 2005
COMMERZBANK CAPITAL MARKETS CORP.
State Registrations and Notice Filings
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Exams
Current Firm
LAMPE CAPITAL NORTH AMERICA LLC
CRD#: 160477 / SEC#: , 8-69034
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
