Daniel A. Perper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Aaron Perper was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1997. Daniel had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2013 - July 18, 2018
DOUGH LLC
January 31, 2011 - November 25, 2019
PEAK6 CAPITAL MANAGEMENT LLC
September 18, 2002 - January 23, 2008
PEAK6 CAPITAL MANAGEMENT LLC
June 29, 1998 - May 18, 1999
UBS SECURITIES LLC
September 2, 1997 - June 29, 1998
SBC WARBURG DILLON READ INC.
February 27, 1997 - September 2, 1997
SBC WARBURG, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DOUGH LLC
CRD#: 148243 / SEC#: , 8-67992
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
