James T. Lexovsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Thomas Lexovsky was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1997. James had worked at 3 firms and has passed the Series 63, SIE, Series 38, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2003 - May 18, 2016
RICHARDSON GMP (USA) CORP.
July 16, 2001 - April 24, 2002
CHARLES SCHWAB & CO., INC.
February 11, 1997 - October 23, 2000
GRIFFITHS MCBURNEY CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 38
Date: 2/22/1999
Canada Module of the General Securities Registered Representative (Without Options Questions)Current Firm
RICHARDSON GMP (USA) CORP.
CRD#: 104204 / SEC#: , 8-52658
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
