Charles Gregory Orcutt | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Charles Gregory Orcutt, who also goes by Greg Orcutt, was a registered financial professional .

Charles is a previously registered financial professional and started their career in finance in 1997. Charles had worked at 6 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

Greg Orcutt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 11, 2023 - January 21, 2026

UNITED ADVISOR GROUP

RIA

CRD#: 324205

milford, OH

Past

February 6, 2023 - December 31, 2024

SILVER OAK SECURITIES, INCORPORATED

BD

CRD#: 46947

Milford, OH

Past

November 5, 2018 - February 20, 2023

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Milford, OH

Past

November 1, 2018 - February 20, 2023

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD

CRD#: 39543

Milford, OH

Past

May 20, 2010 - November 5, 2018

CADARET, GRANT & CO., INC.

RIA

CRD#: 10641

MILFORD, OH

Past

May 19, 2010 - November 5, 2018

CADARET, GRANT & CO., INC.

BD

CRD#: 10641

MILFORD, OH

Past

March 23, 2000 - May 14, 2010

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

MILFORD, OH

Past

January 2, 1997 - May 14, 2010

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

BD

CRD#: 20804

MILFORD, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UA

UNITED ADVISOR GROUP

CRD#: 324205 / SEC#: 801-127090

RIA

Registered Investment Advisory firm - (1/5/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

RR

Series 63

Date: 12/31/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 6

Date: 12/31/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

RR

Series 26

Date: 12/17/2014

Investment Company Products/Variable Contracts Principal Examination

Current Firm

UA

UNITED ADVISOR GROUP

CRD#: 324205 / SEC#: 801-127090

RIA

Registered Investment Advisory firm - (1/5/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242

Mailing Address

Phone number

(888) 242-4912

Established

Firm type

Fiscal year end

# of Employees

61

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - UNITED ADVISOR GROUP (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5,875
AUM (Assets Under Management)	$ 1,091,628,945

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Charles G. Orcutt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SILVER OAK SECURITIES, INCORPORATED

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CADARET, GRANT & CO., INC.

CADARET, GRANT & CO., INC.

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Primary Firm SEC Registration

UNITED ADVISOR GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 12/31/1996

SIE

Date: 10/1/2018

Series 6

Date: 12/31/1996

Series 26

Date: 12/17/2014

Current Firm

UNITED ADVISOR GROUP

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

UNITED ADVISOR GROUP

TRUST BUT VERIFY

Similar Advisors