EF
Eric P. Fishel
BLACKROCK INVESTMENT MANAGEMENT
BOSTON, MA 02109
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CRD#: 2834771
EF
Professional summary
Eric Paul Fishel, CIMA®, CPWA® is a registered financial advisor currently at BLACKROCK INVESTMENT MANAGEMENT, LLC located in Boston, Massachusetts and BLACKROCK INVESTMENTS, LLC located in Princeton, New Jersey.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Eric has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) C.I. TOP S.A.; C.I. TOP S.A. specializes in the procurement logistics and storage of vegetable oil with a particular focus on palm oil and its derivatives for both import and export. C.I. TOP S.A. operates within the Colombian palm oil market sourcing from 45 different palm oil mills. Represent the organization to stakeholders: Board members are expected to represent the organization to its stakeholders including shareholders employees customers and the wider community. -Recruit and evaluate senior management: Board members are responsible for hiring and evaluating the performance of senior management ensuring that the organization has the right leadership in place to achieve its strategic objectives.; BOARD MEMBER; Monthly meetings on the 2nd Friday of each month -Duration of the meeting: 2 hours -Time: 2 pm to 4 pm UTC-5.; 03-17-2023 (2) Ruddock; Online retail; Father/ parent owner; Advisor / owner; 2-4 hrs/month; Start Date:03-22-2024
CRS (Client Relationship Summary) - RIA
Click below to view Eric Paul Fishel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CPWA®
Start date: 2016-10-11
Expire date: 2023-04-30
Experience
Current
October 27, 2015 - Present
BLACKROCK INVESTMENT MANAGEMENT, LLC
Office #1: 60 State Street Floors 19 & 20, Boston, MA 02109RIA
CRD#: 108928
BOSTON, MA
Current
April 17, 2015 - Present
BLACKROCK INVESTMENTS, LLC
Office #1: 1 University Square Dr, Princeton, NJ 08540BD
CRD#: 38642
Princeton, NJ
Past
August 8, 2000 - April 8, 2015
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
BD
CRD#: 7834
NEW YORK, NY
Past
June 5, 1998 - July 11, 2000
GAM SERVICES, INC.
BD
CRD#: 25631
NEW YORK, NY
Past
January 17, 1997 - February 3, 1998
HD BROUS & CO., INC.
BD
CRD#: 22062
GREAT NECK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
Registered Investment Advisory firm - (11/9/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/28/2021)
RR
Alaska(6/28/2021)
RR
Arizona(6/28/2021)
RR
Arkansas(6/28/2021)
RR
California(6/28/2021)
RR
Colorado(6/28/2021)
RR
Connecticut(6/28/2021)
RR
Delaware(6/28/2021)
RR
District of Columbia(6/28/2021)
RR
Florida(6/28/2021)
RR
Georgia(6/28/2021)
RR
Hawaii(6/28/2021)
RR
Idaho(6/28/2021)
RR
Illinois(6/28/2021)
RR
Indiana(6/28/2021)
RR
Iowa(6/28/2021)
RR
Kansas(6/28/2021)
RR
Kentucky(6/28/2021)
RR
Louisiana(6/28/2021)
RR
Maine(4/17/2015)
RR
Maryland(6/28/2021)
RR
Massachusetts(4/17/2015)
IAR
Massachusetts(12/7/2015)
RR
Michigan(6/28/2021)
RR
Minnesota(6/28/2021)
RR
Mississippi(6/28/2021)
RR
Missouri(6/28/2021)
RR
Montana(6/28/2021)
RR
Nebraska(6/28/2021)
RR
Nevada(6/28/2021)
RR
New Hampshire(4/17/2015)
RR
New Jersey(8/10/2015)
IAR
New Jersey(10/27/2015)
RR
New Mexico(6/28/2021)
RR
New York(11/12/2015)
RR
North Carolina(6/28/2021)
RR
North Dakota(6/28/2021)
RR
Ohio(6/28/2021)
RR
Oklahoma(6/28/2021)
RR
Oregon(6/28/2021)
RR
Pennsylvania(1/27/2020)
RR
Puerto Rico(9/27/2021)
RR
Rhode Island(3/19/2019)
RR
South Carolina(6/28/2021)
RR
South Dakota(6/28/2021)
RR
Tennessee(9/27/2021)
RR
Texas(6/28/2021)
RR
Utah(6/28/2021)
RR
Vermont(6/28/2021)
RR
Virgin Islands(9/27/2021)
RR
Virginia(6/28/2021)
RR
Washington(6/28/2021)
RR
West Virginia(6/28/2021)
RR
Wisconsin(6/28/2021)
RR
Wyoming(6/28/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
Registered Investment Advisory firm - (11/9/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 University Square Drive, Princeton, NJ 08540
Mailing Address
Phone number
(609) 282-2000
Established
Firm type
Fiscal year end
# of Employees
1,457
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 48,659 |
| AUM (Assets Under Management) | $ 508,159,772,327 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 10/24/2024 | ||
| 01/26/2024 |
Red Flags
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Company Information
BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928Boston, MA 02109TRUST BUT VERIFY
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