Timothy P. Altree
Professional summary
Timothy Paul Altree, who also goes by Tim Altree, is a registered financial advisor currently at FROST INVESTMENT ADVISORS, LLC located in San Antonio, Texas.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Timothy has worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Paul Altree's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 15, 2009 - Present
FROST INVESTMENT ADVISORS, LLC
Office #1: 111 West Houston Street 10th Floor, San Antonio, TX 78205November 16, 2010 - October 9, 2013
FROST BROKERAGE SERVICES, INC.
December 10, 2008 - January 23, 2009
FROST BROKERAGE SERVICES, INC.
February 14, 2008 - December 31, 2008
A&S CAPITAL MANAGEMENT, LLC
February 19, 1998 - May 28, 2008
IRC SECURITIES
Primary Firm SEC Registration
FROST INVESTMENT ADVISORS, LLC
CRD#: 146148 / SEC#: 801-68724
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/15/2009)
Exams
Current Firm
FROST INVESTMENT ADVISORS, LLC
CRD#: 146148 / SEC#: 801-68724
Contact information
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 5,435,683,122 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2024 | ||
| 11/09/2023 | ||
| 12/09/2022 |
Red Flags
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