Shannon L. Littlejohn
Professional summary
Shannon Leigh Littlejohn, who also goes by Shannon Leigh Littlejohn, is a registered financial advisor currently at VALLEY WEALTH MANAGERS, INC. located in St. Petersburg, Florida and VALLEY FINANCIAL MANAGEMENT, INC. located in St. Petersburg, Florida.
Shannon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Shannon has worked at 15 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Shannon Leigh Littlejohn's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 3, 2023 - Present
VALLEY WEALTH MANAGERS, INC.
Office #1: 1840 4th Street North, St. Petersburg, FL 33704July 17, 2023 - Present
VALLEY FINANCIAL MANAGEMENT, INC.
Office #1: 1840 4th Street North, St. Petersburg, FL 33704May 19, 2022 - July 12, 2023
LPL FINANCIAL LLC
May 18, 2022 - July 12, 2023
LPL FINANCIAL LLC
July 16, 2018 - May 24, 2022
CUNA BROKERAGE SERVICES, INC.
July 6, 2018 - May 18, 2022
CUNA BROKERAGE SERVICES, INC.
September 14, 2016 - October 2, 2017
TRUIST ADVISORY SERVICES, INC.
October 29, 2015 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
October 23, 2015 - October 2, 2017
TRUIST INVESTMENT SERVICES, INC.
April 23, 2013 - August 27, 2015
TD PRIVATE CLIENT WEALTH LLC
February 28, 2013 - August 27, 2015
TD PRIVATE CLIENT WEALTH LLC
September 12, 2012 - October 31, 2012
MORGAN STANLEY
August 29, 2012 - September 11, 2012
MORGAN STANLEY
August 28, 2012 - October 31, 2012
MORGAN STANLEY
March 27, 2012 - July 25, 2012
MSI FINANCIAL SERVICES, INC.
January 25, 2012 - July 25, 2012
MSI FINANCIAL SERVICES, INC.
May 16, 2011 - January 25, 2012
T. ROWE PRICE ADVISORY SERVICES, INC.
November 30, 2010 - January 25, 2012
T. ROWE PRICE INVESTMENT SERVICES, INC.
February 13, 2007 - October 12, 2010
MORGAN KEEGAN & COMPANY, LLC
May 3, 2002 - February 13, 2007
AMSOUTH INVESTMENT SERVICES, INC.
February 25, 1999 - January 28, 2002
INVEST FINANCIAL CORPORATION
December 18, 1996 - November 9, 1998
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
Primary Firm SEC Registration
VALLEY WEALTH MANAGERS, INC.
CRD#: 108879 / SEC#: 801-25461
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/23/2024)
(2/10/2025)
(7/31/2023)
(8/3/2023)
(2/10/2025)
(2/10/2025)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
VALLEY WEALTH MANAGERS, INC.
CRD#: 108879 / SEC#: 801-25461
Contact information
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,957 |
| AUM (Assets Under Management) | $ 2,317,257,859 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 09/07/2023 | ||
| 10/04/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VALLEY WEALTH MANAGERS, INC.
CRD#: 108879St. Petersburg, FL 33704TRUST BUT VERIFY
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