Rebecca L. Robinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rebecca Lynette Robinson, who also goes by Rebecca L Robinson, Rebecca Robinson, was a registered financial professional .
Rebecca is a previously registered financial professional and started their career in finance in 1997. Rebecca had worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2023 - April 26, 2024
PACIFIC SELECT DISTRIBUTORS, LLC
July 21, 2020 - April 17, 2023
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
January 17, 2020 - July 22, 2020
PRUCO SECURITIES, LLC.
November 5, 2018 - January 7, 2020
BRIGHTHOUSE SECURITIES, LLC
October 30, 2015 - October 19, 2018
RCH SECURITIES
June 25, 2014 - May 14, 2015
TD AMERITRADE, INC.
June 25, 2014 - May 14, 2015
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
June 20, 2014 - May 14, 2015
TD AMERITRADE, INC.
December 18, 2013 - June 3, 2014
J.P. MORGAN SECURITIES LLC
December 13, 2013 - June 3, 2014
J.P. MORGAN SECURITIES LLC
February 2, 2012 - May 24, 2012
EDWARD JONES
January 9, 2012 - May 24, 2012
EDWARD JONES
June 1, 2009 - March 14, 2011
USAA FINANCIAL PLANNING SERVICES
April 4, 2008 - March 14, 2011
USAA FINANCIAL ADVISORS, INC.
July 3, 2007 - March 4, 2008
WELLS FARGO CLEARING SERVICES, LLC
March 13, 2001 - August 31, 2001
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
June 19, 2000 - February 9, 2001
TRANSAMERICA CAPITAL, LLC
June 29, 1999 - June 26, 2000
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 24, 1997 - May 19, 1999
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
