Seamus P. Caruso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Seamus Patrick Caruso, who also goes by Seamus P Caruso, was a registered financial professional .
Seamus is a previously registered financial professional and started their career in finance in 1997. Seamus had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2012 - September 25, 2015
V2 CAPITAL, LLC
August 7, 1998 - October 20, 2003
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
January 9, 1997 - March 11, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
V2 CAPITAL, LLC
CRD#: 150429 / SEC#: 801-70377
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
