Christina Vonriesenfelder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christina Vonriesenfelder was a registered financial professional .
Christina is a previously registered financial professional and started their career in finance in 1997. Christina had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2011 - December 31, 2019
ROE EQUITY RESEARCH LLC
October 16, 1997 - June 9, 2003
LAZARD FRERES & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
ROE EQUITY RESEARCH LLC
CRD#: 127442 / SEC#:
Contact information
Red Flags
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