Thomas A. Bradley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Andrew Bradley was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1971. Thomas had worked at 10 firms and has passed the Series 63, Series 27 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 1994 - April 5, 1995
FEELEY & WILLCOX SECURITIES CORP.
May 17, 1991 - July 9, 1992
FUNDCLEAR, INC.
July 15, 1986 - June 22, 1989
MOORE & SCHLEY, CAMERON & CO.
January 18, 1985 - February 13, 1986
SUTRO & CO. INCORPORATED
February 3, 1983 - October 10, 1984
WOODMAN, KIRKPATRICK & GILBREATH
April 8, 1981 - January 5, 1983
MARSHALL AND MEYER BROKERAGE SERVICES, INC.
August 3, 1977 - October 10, 1979
DEXTER SECURITIES CORPORATION
August 3, 1977 - April 9, 1980
ANGELES SECURITIES CORPORATION
July 16, 1973 - April 29, 1977
STERN, FRANK, MEYER & FOX, INCORPORATED
November 26, 1971 - June 29, 1973
A. G. BECKER INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 40
Date: 11/22/1971
Registered Principal ExaminationCurrent Firm
FEELEY & WILLCOX SECURITIES CORP.
CRD#: 7614 / SEC#: , 8-22513
Contact information
Documents
Red Flags
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