Robby Rudnick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robby Rudnick was a registered financial professional .
Robby is a previously registered financial professional and started their career in finance in 1997. Robby had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2014 - March 7, 2014
CAPITAL GUARDIAN, LLC
October 12, 2006 - January 8, 2014
INSPEREX LLC
February 19, 2003 - August 2, 2006
COUNTRYWIDE SECURITIES CORPORATION
October 17, 2002 - February 14, 2003
MURIEL SIEBERT & CO., LLC
February 27, 2002 - April 29, 2002
QUICK & REILLY, INC.
April 7, 1997 - January 17, 2002
TD AMERITRADE, INC.
January 3, 1997 - March 3, 1997
AMERICORP SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL GUARDIAN, LLC
CRD#: 137919 / SEC#: , 8-67133
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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