Robert K. Grunewald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Karl Grunewald, who also goes by Bob Grunewald, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1996. Robert had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 2011 - January 22, 2015
CICERO CAPITAL PARTNERS
July 16, 2010 - December 31, 2010
CICERO CAPITAL PARTNERS
July 1, 2003 - March 20, 2006
WELLS FARGO SECURITIES, LLC
October 1, 1999 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
December 15, 1998 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
December 5, 1996 - April 7, 1998
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
CICERO CAPITAL PARTNERS
CRD#: 152885 / SEC#: 802-117432
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 5/5/2023 |
| Maryland | ERA - Withdrawn | 5/5/2023 |
Red Flags
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