Stephen A. Bradley

GENCAP PORTFOLIO MANAGEMENT

Tiburon, CA 94920

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CRD#: 28342

Professional summary

Stephen Andrew Bradley is a registered financial advisor currently at GENCAP PORTFOLIO MANAGEMENT located in Tiburon, California.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1972. Stephen has worked at 7 firms and has passed the Series 65, Series 63, Series 5, Series 1, Series 4 and Series 40 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Andrew Bradley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 2015 - Present

GENCAP PORTFOLIO MANAGEMENT

Office #1: 1100 Mar West Street Suite C, Tiburon, CA 94920

RIA

CRD#: 269910

Tiburon, CA

Past

January 21, 2015 - September 15, 2015

CROSSPOINT CAPITAL MANAGEMENT

RIA

CRD#: 150212

TIBURON, CA

Past

January 20, 2010 - August 18, 2014

QUANTUM CAPITAL MANAGEMENT

RIA

CRD#: 143150

SAN FRANCISCO, CA

Past

May 25, 2007 - December 31, 2008

QUANTUM CAPITAL MANAGEMENT

RIA

CRD#: 143150

CORTE MADERA, CA

Past

October 18, 1996 - February 26, 2007

QUANTUM CAPITAL MANAGEMENT CO

RIA

CRD#: 106763

CORTE MADERA, CA

Past

February 24, 1978 - July 1, 1997

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

March 9, 1976 - February 24, 1978

DEAN WITTER & CO. INCORPORATED

CRD#: 6466

Past

May 18, 1972 - April 13, 1976

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

CRD#: 572

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GENCAP PORTFOLIO MANAGEMENT

FRONT ROW ADVISORS LLC | GENCAP PORTFOLIO MANAGEMENT

CRD#: 269910 / SEC#: 801-106577

RIA

Registered Investment Advisory firm - (8/25/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/16/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/22/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/24/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 5

Date: 11/6/1981

Interest Rate Options Examination

General Industry/Product Exam

Series 1

Date: 5/17/1972

Registered Representative Examination

Principal/Supervisory Exam

Series 4

Date: 3/18/1980

Registered Options Principal Examination

Principal/Supervisory Exam

Series 40

Date: 9/23/1976

Registered Principal Examination

Current Firm

GENCAP PORTFOLIO MANAGEMENT

FRONT ROW ADVISORS LLC | GENCAP PORTFOLIO MANAGEMENT

CRD#: 269910 / SEC#: 801-106577

RIA

Registered Investment Advisory firm - (8/25/2015 Approved)

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Contact information

Main Address

1100 Mar West Street Suite C, Tiburon, CA 94920

Mailing Address

Phone number

(415) 797-6003

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-FRONT ROW ADVISORS LLC (2/20/2025)

Regulatory assets under management

Total Number of Accounts	546
AUM (Assets Under Management)	$ 396,253,659

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen A. Bradley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Andrew Bradley's CRS (Customer Relationship Summary).

Certified licenses

Experience

CROSSPOINT CAPITAL MANAGEMENT

QUANTUM CAPITAL MANAGEMENT

QUANTUM CAPITAL MANAGEMENT

QUANTUM CAPITAL MANAGEMENT CO

MORGAN STANLEY DW INC.

DEAN WITTER & CO. INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

Primary Firm SEC Registration

GENCAP PORTFOLIO MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 11/22/1995

Series 63

Date: 10/24/1985

Series 5

Date: 11/6/1981

Series 1

Date: 5/17/1972

Series 4

Date: 3/18/1980

Series 40

Date: 9/23/1976

Current Firm

GENCAP PORTFOLIO MANAGEMENT

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GENCAP PORTFOLIO MANAGEMENT

TRUST BUT VERIFY

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