Scott M. Estill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Maguire Estill, who also goes by Scott M Estill, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1997. Scott had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2004 - November 8, 2013
COADY DIEMAR PARTNERS, LLC
July 15, 2003 - January 15, 2004
BENTLEY SECURITIES CORPORATION
December 18, 2000 - October 29, 2001
CREDIT SUISSE SECURITIES (USA) LLC
April 16, 1999 - December 18, 2000
PERSHING LLC
April 9, 1997 - April 19, 1999
HAMBRECHT & QUIST LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COADY DIEMAR PARTNERS, LLC
CRD#: 128334 / SEC#: , 8-66123
Contact information
FINRA licenses (3 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
