AE
Alan A. Eisenstein
SPC
Cedar Knolls, NJ 07927
Some features on this profile are disabled
CRD#: 2834026
AE
Professional summary
Alan Aaron Eisenstein is a registered financial advisor currently at SPC located in Cedar Knolls, New Jersey and PARKLAND SECURITIES, LLC located in Cedar Knolls, New Jersey.
Alan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Alan has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ALAN EISENSTEIN. 100 % OWNER. SELL LIFE INSURANCE, HEALTH, LTC AND DI. DEVOTE 21 TO 40 % PER MONTH. EARN 21 TO 40 % ANNUALLY. ESTABLISHED 08/1990. 2. NATIONAL BENEFIT BROKERAGE LLC. ESTATE PLANNING. SALES OF LIFE INS, DISABILITY INS, LTC INS AND HEALTH INS-OWNER OF 50% OF BUSINESS. DEVOTE 21 TO 40 % PER MONTH. EARN 21 TO 40 % ANNUALLY.ESTABLISHED 11/22/08. 3. BETH-AL INC -S. CORP. NOT INVESTMENT RELATED. OFFICER, OWNER.SELL LIFE, HEALTH, & DISABILITY INS. DEVOTE 21 TO 40% PER MONTH. EARN 21 TO 40 % ANNUALLY. FINANCIAL INTEREST $75,000. OWN >60% OF STOCK. ESTABLISHED 06/18/2009. 4. INDEPENDENT INSURANCE AGENCY. SOLE PROPRIETORSHIP. SIGNED AS A CAREER AND GENERAL AGENT FOR OHIO NATIONAL.NON INVESTMENT RELATED. AGENT. SALE OF LIFE INSURANCE, RECURIT AGENTS IN AGENCY TO TEACH HOW TO SELL LIFE AND DISABILITY INSURANCE. DEVOTE 21 TO 40% PER MONTH. INCOME IS FROM SELLING POLICIES. OWN >60% STOCK. ESTABLISHED 05/2014. 5. BARUCH HASHEM LLC. (INDEPENDENT FIXED INS) OWNER. DUTIES: THIS IS A GENERAL AGENCY OF MIDLAND NATL FOR THE SALE OF LIFE INS PRODUCTS. I WAS AN AGENT AND BEFORE THE GENERAL AGENT DIED, WE FORMED THIS LLC TO BE THE NEW GENERAL AGENT. (SEPARATE E & O: CNA, POLICY [REDACTED]). TIME DEVOTED: 1-20%. ANNUAL INCOME: 1-20%. DATE ESTABLISHED: 7/14/2021. 6. DBA - Eisenstein & Brenner: Emunah and Bitachon Wealth Management, Cedar Knolls, NJ. Marketing name for partnership with Benjamin Brenner; financial services offered through Parkland Securities / SPC and fixed annuity and insurance business. Start date: 6/1/25, approx. 35 hrs/wk with 85% during mkt hrs. INV REL: Y 7. Co-Trustee, with mother, of father's trust under will. General trustee powers. Start date: 9/7/08, approx. 1 hr/mo. INV REL: N 8. Co-Trustee, with mother and sister, for family trust. General trustee powers. Start date: 9/7/08, approx. 1 hr/mo. INV REL: N
CRS (Client Relationship Summary) - RIA
Click below to view Alan Aaron Eisenstein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 27, 2025 - Present
SPC
Office #1: 7 Ridgedale Ave, Suite 203, Cedar Knolls, NJ 07927RIA
CRD#: 110692
Cedar Knolls, NJ
Current
January 27, 2025 - Present
PARKLAND SECURITIES, LLC
Office #1: 7 Ridgedale Ave Ste. 203, Cedar Knolls, NJ 07927BD
CRD#: 115368
Cedar Knolls, NJ
Past
July 6, 2016 - January 29, 2025
IC ADVISORY SERVICES, INC.
RIA
CRD#: 140190
CEDAR KNOLLS, NJ
Past
December 5, 2012 - January 29, 2025
THE INVESTMENT CENTER, INC.
BD
CRD#: 17839
CEDAR KNOLLS, NJ
Past
December 11, 2002 - December 13, 2012
PRIME CAPITAL SERVICES, INC.
BD
CRD#: 18334
ROSELAND, NJ
Past
May 3, 1999 - December 11, 2002
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Past
February 10, 1997 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/27/2025)
RR
California(1/27/2025)
RR
Colorado(1/27/2025)
RR
Connecticut(1/27/2025)
RR
Florida(1/27/2025)
RR
Maryland(1/27/2025)
RR
Massachusetts(5/16/2025)
RR
Michigan(1/27/2025)
RR
Nevada(7/22/2025)
RR
New Jersey(1/27/2025)
IAR
New Jersey(1/27/2025)
RR
New York(1/27/2025)
IAR
New York(1/27/2025)
RR
North Carolina(1/27/2025)
RR
Ohio(2/3/2025)
RR
Pennsylvania(1/27/2025)
RR
South Carolina(1/27/2025)
RR
Tennessee(1/27/2025)
IAR
Texas(1/27/2025)
RR
Vermont(1/27/2025)
RR
Wisconsin(1/27/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
