MB
Martha A. Brown
PLANMEMBER SECURITIES
Tacoma, WA 98499
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CRD#: 2833933
MB
Professional summary
Martha Ann Brown, who also goes by Martha A Brown, Marti Brown, Martha Satterthwaite, is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Tacoma, Washington.
Martha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Martha has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Martha A Brown | Marti Brown | Martha Satterthwaite
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)MARTHA BROWN (SELF EMPLOYED)-2609 TOWER LN NE, TACOMA, WA 98407; INVESTMENT RELATED; INSURANCES SALES & SVCS; REPRESENTATIVE/AGENT; START DATE 10/00; 15-20 HRS/MNTH; 5 HRS/MNTH DURING TRADING. 2. MARTHA BROWN DBA INTEGRITY RX/DOLLARWISE RX.COM-2609 TOWER LN NE, TACOMA, WA 98422; NONINVESTMENT RELATED; PHARMACY DISCOUNT PROGRAM; AGENT/DISTRIBUTE CARDS; START DATE 10/13; HRS/MNTH VARIES; 0 HRS/MNTH DURING TRADING. 3. MARTHA BROWN & STEVEN BARNES-17112-138TH AVE NE, PUYALLUP, WA 98374; NONINVESTMENT RELATED; RENTAL PROPERTY; LANDLORD; START DATE 1/10; 0 HRS/MNTH OR DURING TRADING.4)NORTHWEST ADVISOR GROUP;10209 BRIDGEPORT WAY SW SUITE D10 TACOMA, WA 98499: 3/06/2014:GENERAL FINANCIAL SERVICES CONSISTENT WITH THE BUSINESS SECURITIES AND INSURANCE;REGISTERED REPRESENTATIVE/AGENT; INVESTMENT RELATED;NUMOF HRS/MTH TO THIS BUS:160;NUM OF HRS/MTH TO THIS BUS DURING TRADING HRS:120 5)FINANCIAL BENEFITS GROUP CORP:2609 TOWER LN NE TACOMA, WA 98422;9/1/1998;CORPORATION FOR TAX MANAGEMENT OF BUSINESS MATTERS;INVESTMENT RELATED;(S-CORP) ;NUM OF HRS/MTH TO THIS BUS:
1 ;NUM.OF HRS/MTH TO THIS BUS DURING TRADING HRS:1
CRS (Client Relationship Summary) - RIA
Click below to view Martha Ann Brown's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Martha Ann Brown's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 23, 2014 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 10209 Bridgeport Way Sw, Suite D10, Tacoma, WA 98499RIA
BD
CRD#: 11869
Tacoma, WA
Current
January 14, 2014 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 10209 Bridgeport Way Sw, Suite D10, Tacoma, WA 98499RIA
BD
CRD#: 11869
Tacoma, WA
Past
December 5, 2012 - January 22, 2014
ONEAMERICA SECURITIES, INC.
RIA
CRD#: 4173
FEDERAL WAY, WA
Past
December 3, 2012 - January 22, 2014
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
FEDERAL WAY, WA
Past
November 28, 2011 - December 20, 2012
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
TACOMA, WA
Past
December 9, 2008 - December 11, 2012
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
SILVERDALE, WA
Past
July 29, 2004 - December 9, 2008
FIRST MONTAUK SECURITIES CORP.
BD
CRD#: 13755
SILVERDALE, WA
Past
November 17, 2003 - August 18, 2004
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
April 4, 2001 - November 18, 2003
METROPOLITAN INVESTMENT SECURITIES, INC.
BD
CRD#: 14146
SPOKANE, WA
Past
July 23, 1999 - April 11, 2001
LEGACY FINANCIAL SERVICES, INC.
BD
CRD#: 38697
PETALUMA, CA
Past
February 18, 1997 - December 12, 1997
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/19/2017)
RR
California(1/14/2014)
RR
Iowa(1/14/2014)
RR
Oregon(8/3/2017)
RR
Utah(2/14/2018)
RR
Washington(1/23/2014)
IAR
Washington(1/23/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
6187 Carpinteria Avenue, Carpinteria, CA 93013
Mailing Address
6187 Carpinteria Avenue, Carpinteria, CA 93013-2060
Phone number
(805) 684-1199
Established
California since 03/12/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
432
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869Tacoma, WA 98499TRUST BUT VERIFY
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