Brandon A. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandon Adrian Brown was a registered financial professional .
Brandon is a previously registered financial professional and started their career in finance in 1999. Brandon had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2012 - December 21, 2012
NOVODYN ADVISORS LLC
January 3, 2011 - May 17, 2011
WELLS FARGO CLEARING SERVICES, LLC
November 19, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
October 30, 2009 - February 25, 2010
NORTHLAND SECURITIES, INC.
August 17, 2007 - September 19, 2008
FINTEGRA, LLC
January 3, 2005 - January 3, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 5, 2004 - January 3, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 23, 1999 - September 4, 2001
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
NOVODYN ADVISORS LLC
CRD#: 156451 / SEC#:
Contact information
Red Flags
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