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RM

Robert C. Mccoy

HOWARD BAILEY SECURITIES
Fort Wayne, IN 46804
Some features on this profile are disabled
CRD#: 2833900
RM

Professional summary

Robert Charles Mccoy, CFP®, who also goes by Robert Mccoy, is a registered financial advisor currently at HOWARD BAILEY SECURITIES, LLC located in Fort Wayne, Indiana.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Robert has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Robert Mccoy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Charles Mccoy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2020

Experience

Current

April 22, 2016 - Present

HOWARD BAILEY SECURITIES, LLC

Office #1: 5916 Covington Rd, Fort Wayne, IN 46804
RIA
CRD#: 282712
Fort Wayne, IN
Past

October 2, 2007 - April 14, 2009

OSAIC FS, INC.

BD
CRD#: 3870
FORT WAYNE, IN
Past

March 31, 1999 - April 12, 2007

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

March 31, 1999 - April 9, 2009

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN
Past

February 19, 1997 - March 19, 1997

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
OAKDALE, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HB
HOWARD BAILEY SECURITIES, LLC
HOWARD BAILEY FINANCIAL, INC. | HOWARD BAILEY SECURITIES, LLC

CRD#: 282712 / SEC#: 801-114636

RIA
Registered Investment Advisory firm - (1/30/2019 Approved)
Arizona
Registered Investment Advisory firm - (2/15/2019 Terminated)
Florida
Registered Investment Advisory firm - (2/15/2019 Terminated)
Indiana
Registered Investment Advisory firm - (2/18/2019 Terminated)
Michigan
Registered Investment Advisory firm - (2/19/2019 Terminated)
North Carolina
Registered Investment Advisory firm - (2/6/2017 Terminated)
Ohio
Registered Investment Advisory firm - (2/20/2019 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(3/6/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/7/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/24/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/11/2006
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/18/1997
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/29/2006
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 9/20/1999
Investment Company Products/Variable Contracts Principal Examination

Current Firm

HB
HOWARD BAILEY SECURITIES, LLC
HOWARD BAILEY FINANCIAL, INC. | HOWARD BAILEY SECURITIES, LLC

CRD#: 282712 / SEC#: 801-114636

RIA
Registered Investment Advisory firm - (1/30/2019 Approved)
Arizona
Registered Investment Advisory firm - (2/15/2019 Terminated)
Florida
Registered Investment Advisory firm - (2/15/2019 Terminated)
Indiana
Registered Investment Advisory firm - (2/18/2019 Terminated)
Michigan
Registered Investment Advisory firm - (2/19/2019 Terminated)
North Carolina
Registered Investment Advisory firm - (2/6/2017 Terminated)
Ohio
Registered Investment Advisory firm - (2/20/2019 Terminated)
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Contact information

Main Address
5916 Covington Rd, Fort Wayne, IN 46804
Mailing Address
Phone number
(260) 482-9559
Established
Firm type
Fiscal year end
# of Employees
16

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HOWARD BAILEY SECURITIES, LLC ADV PART 2A (11/7/2025)

Regulatory assets under management

Total Number of Accounts3,793
AUM (Assets Under Management)$ 484,882,228

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HOWARD BAILEY SECURITIES, LLC

CRD#: 282712Fort Wayne, IN 46804

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