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JH

Jason Hardzewicz

ROBERTS & RYAN
New York, NY 10006-3003
Some features on this profile are disabled
CRD#: 2833676
JH

Professional summary

Jason Hardzewicz is a registered financial professional currently at ROBERTS & RYAN, INC. located in New York, New York.

Jason is registered as a RR (Registered Representative) and started their career in finance in 1997. Jason has worked at 6 firms and has passed the Series 63, Series 57TO, Series 79TO, SIE, Series 55, Series 21, Series 25, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason Hardzewicz's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 11, 2019 - Present

ROBERTS & RYAN, INC.

Office #1: 39 Broadway Ste 610, New York, NY 10006-3003Office #2: 11 Wall Street, New York, NY 10005Office #3: 157 Broad St, Suite 207, Red Bank, NJ 07701
BD
CRD#: 19456
New York, NY
Past

April 20, 2016 - January 2, 2019

GTS SECURITIES LLC

BD
CRD#: 149224
New York, NY
Past

December 1, 2008 - April 27, 2016

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

July 14, 2008 - October 28, 2008

TAFFERER TRADING, LLC

BD
CRD#: 36816
NEW YORK, NY
Past

March 26, 2008 - June 24, 2008

VDM CAPITAL MARKETS, LLC

BD
CRD#: 137874
NEW YORK, NY
Past

August 1, 1997 - February 22, 2008

LABRANCHE & CO. LLC

BD
CRD#: 32661
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/18/2024)
RR
Connecticut
(11/18/2024)
RR
Florida
(11/18/2024)
RR
Illinois
(9/26/2024)
RR
Maryland
(11/18/2024)
RR
Massachusetts
(11/18/2024)
RR
Michigan
(11/18/2024)
RR
Minnesota
(11/18/2024)
RR
New Jersey
(11/18/2024)
RR
New York
(6/10/2019)
RR
North Carolina
(12/9/2021)
RR
Ohio
(11/18/2024)
RR
Texas
(11/18/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 6/10/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 79TO
Date: 9/24/2020
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 12/11/2010
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 21
Date: 5/16/2000
NYSE Front Line Specialist Clerk
General Industry/Product Exam
RR
Series 25
Date: 11/3/1999
NYSE Trading Assistant Examination
General Industry/Product Exam
RR
Series 7
Date: 11/29/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 4/17/2024
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/19/2011
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

R&
ROBERTS & RYAN, INC.
ROBERTS & RYAN INVESTMENTS INC. | ROBERTS SECURITIES, INC. | ROBERTS & RYAN, INC.

CRD#: 19456 / SEC#: 801-113965, 8-37469

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
39 Broadway Ste 1640, New York, NY 10006
Mailing Address
39 Broadway Ste 610, New York, NY 10006-3003
Phone number
(866) 884-9959
Established
Delaware since 02/01/2023
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (32 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

NamePositionCRD#
DALESSANDRO, EDWARD JOHNMANAGING DIRECTOR, CEO2335785
R&R PARTNERS HOLDING COMPANY, LLCSHAREHOLDER
R&R PRINCIPALS HOLDING COMPANY, LLCSHAREHOLDER
BEATON, DANIEL STEWARTCHIEF FINANCIAL OFFICER, FINOP4240769
ROBERTS, DANIELCCO2208120
SCALA, BRIAN NMNREGISTERED OPTIONS PRINCIPAL2814478

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROBERTS & RYAN, INC.

CRD#: 19456New York, NY 10006-3003

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