Douglas S. Weiss
Professional summary
Douglas Samuel Weiss, who also goes by Douglas S Weiss, is a registered financial advisor currently at DSW INVESTMENT, LLC located in Princeton, New Jersey.
Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Douglas has worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Samuel Weiss's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 30, 2011 - Present
DSW INVESTMENT, LLC
January 13, 1998 - March 3, 2000
CIBC WORLD MARKETS CORP.
February 10, 1997 - January 16, 1998
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/30/2011)
(10/18/2011)
(1/12/2012)
Exams
Current Firm
DSW INVESTMENT, LLC
CRD#: 156697 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 31 |
| AUM (Assets Under Management) | $ 85,591,056 |
Red Flags
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