Kimberly A. Opiatowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kimberly Ann Opiatowski, who also goes by Kimberly Ann Gambal, was a registered financial professional .
Kimberly is a previously registered financial professional and started their career in finance in 1998. Kimberly had worked at 14 firms and has passed the Series 63, Series 57TO, SIE, Series 87, Series 86, Series 55 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2019 - February 27, 2024
BLUEFIN CAPITAL MANAGEMENT, LLC
September 21, 2015 - May 13, 2019
OSCAR GRUSS & SON INCORPORATED
November 3, 2014 - September 14, 2015
APB FINANCIAL GROUP, LLC
October 28, 2013 - October 1, 2014
THE VERTICAL GROUP
September 12, 2012 - February 20, 2013
WTS PROPRIETARY TRADING GROUP LLC
February 27, 2012 - August 28, 2012
LOUIS CAPITAL MARKETS, LLC
January 4, 2012 - February 22, 2012
MERRIMAN CAPITAL, INC.
March 7, 2011 - June 13, 2011
BROAD STREET SECURITIES GROUP, LLC
April 6, 2010 - January 5, 2011
AURIGA USA, LLC
February 11, 2010 - April 7, 2010
THE BENCHMARK COMPANY, LLC
May 4, 2004 - February 12, 2010
PALI CAPITAL, INC.
April 17, 2002 - May 4, 2004
CROWN FINANCIAL GROUP, INC.
February 7, 2000 - September 1, 2000
WEEDEN & CO.L.P.
March 16, 1998 - November 3, 1999
JPMSI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/24/2002
Limited Representative-Equity Trader ExamCurrent Firm
BLUEFIN CAPITAL MANAGEMENT, LLC
CRD#: 113892 / SEC#: , 8-53382
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
Red Flags
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