AM
Angela D. Mansfield
PARK AVENUE SECURITIES
SCOTTSDALE, AZ 85260
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CRD#: 2833586
AM
Professional summary
Angela D Mansfield, who also goes by Angela Danis Mansfield, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Scottsdale, Arizona.
Angela is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Angela has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Angela Danis Mansfield
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Angela D Mansfield's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Angela D Mansfield's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 1, 2020 - Present
PARK AVENUE SECURITIES LLC
Office #1: 9336 E Raintree Drive Suite 110, Scottsdale, AZ 85260Office #3: 5280 Carroll Canyon Road Suite 300, San Diego, CA 92121RIA
BD
CRD#: 46173
SCOTTSDALE, AZ
Current
March 27, 2020 - Present
PARK AVENUE SECURITIES LLC
Office #1: 9336 E Raintree Drive Suite 110, Scottsdale, AZ 85260Office #2: 5280 Carroll Canyon Road Suite 300, San Diego, CA 92121RIA
BD
CRD#: 46173
SCOTTSDALE, AZ
Past
February 26, 2019 - February 11, 2020
WORLD INVESTMENT ADVISORS, LLC
RIA
CRD#: 208512
Valencia, CA
Past
October 12, 2016 - May 18, 2018
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
LINCOLN, NE
Past
March 31, 2015 - September 2, 2016
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Past
October 31, 2013 - March 31, 2015
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
January 28, 2013 - August 12, 2013
TRANSAMERICA INVESTORS SECURITIES, LLC
BD
CRD#: 32205
HARRISON, NY
Past
February 26, 1997 - October 3, 2000
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(8/12/2021)
IAR
Alaska(8/16/2021)
RR
Arizona(3/30/2020)
IAR
Arizona(6/2/2020)
RR
California(3/27/2020)
IAR
California(4/1/2020)
RR
Florida(11/30/2021)
IAR
Florida(12/1/2021)
RR
Georgia(11/30/2021)
IAR
Georgia(12/2/2021)
RR
Idaho(5/19/2021)
IAR
Idaho(5/19/2021)
RR
Louisiana(9/11/2020)
IAR
Louisiana(9/11/2020)
RR
Montana(7/21/2020)
IAR
Montana(7/21/2020)
RR
Nevada(4/14/2020)
IAR
Nevada(6/3/2020)
RR
New Mexico(10/28/2021)
IAR
New Mexico(10/28/2021)
RR
New York(1/6/2022)
IAR
New York(1/6/2022)
RR
North Carolina(8/5/2020)
IAR
North Carolina(8/5/2020)
RR
Ohio(9/29/2020)
IAR
Ohio(1/28/2021)
RR
Oregon(7/21/2020)
IAR
Oregon(7/21/2020)
RR
Texas(7/21/2025)
IAR
Texas(7/21/2025)
RR
Virginia(11/30/2021)
IAR
Virginia(12/1/2021)
RR
Washington(9/11/2020)
IAR
Washington(9/11/2020)
RR
Wyoming(2/17/2022)
IAR
Wyoming(3/16/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
