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Donald J. Clarke

CRESTWOOD ADVISORS
Providence, RI 02903
Some features on this profile are disabled
CRD#: 2833576
DC

Professional summary

Donald Jerome Clarke, CFP®, who also goes by Donald J Clarke, is a registered financial advisor currently at CRESTWOOD ADVISORS located in Providence, Rhode Island.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Donald has worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Donald J Clarke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Jerome Clarke's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2004

Experience

Current

February 18, 2025 - Present

CRESTWOOD ADVISORS

Office #1: 101 Dyer Street 4th Floor, Providence, RI 02903
RIA
CRD#: 286243
Providence, RI
Past

September 14, 2023 - January 1, 2025

CRESTWOOD ADVISORS

RIA
CRD#: 286243
Providence, RI
Past

October 23, 2012 - September 26, 2023

ENDURANCE WEALTH MANAGEMENT, INC.

RIA
CRD#: 148129
PROVIDENCE, RI
Past

May 7, 2003 - September 21, 2009

ARLEN CAPITAL, LLC

RIA
CRD#: 118113
WARWICK, RI
Past

April 11, 2003 - September 22, 2009

OSAIC WEALTH, INC.

BD
CRD#: 23131
WARWICK, RI
Past

August 6, 2002 - March 12, 2003

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

December 24, 1996 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

December 24, 1996 - November 21, 2000

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CRESTWOOD ADVISORS
CRESTWOOD ADVISORS | CRESTWOOD ADVISORS GROUP, LLC

CRD#: 286243 / SEC#: 801-108983

RIA
Registered Investment Advisory firm - (1/1/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Rhode Island
(2/18/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/18/2002
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 9/28/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/23/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 1/8/1999
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/23/1996
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CA
CRESTWOOD ADVISORS
CRESTWOOD ADVISORS | CRESTWOOD ADVISORS GROUP, LLC

CRD#: 286243 / SEC#: 801-108983

RIA
Registered Investment Advisory firm - (1/1/2017 Approved)
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Contact information

Main Address
One Liberty Square Suite 500, Boston, MA 02109
Mailing Address
Phone number
(617) 523-8880
Established
Firm type
Fiscal year end
# of Employees
61

SEC notice filing (30 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CRESTWOOD ADVISORS ADV 2A BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts5,862
AUM (Assets Under Management)$ 7,015,988,190

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
08/11/2025
Cover Page
Report
06/20/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CRESTWOOD ADVISORS

CRD#: 286243Providence, RI 02903

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