Scott C. Szymanski
Professional summary
Scott Cooper Szymanski, who also goes by Scott C Szymanski, is a registered financial professional currently at THRIVENT DISTRIBUTORS, LLC located in Minneapolis, Minnesota.
Scott is registered as a RR (Registered Representative) and started their career in finance in 1997. Scott has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Cooper Szymanski's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 3, 2015 - Present
THRIVENT DISTRIBUTORS, LLC
Office #1: 901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3265April 21, 2017 - June 19, 2019
THRIVENT INVESTMENT MANAGEMENT INC.
December 2, 2015 - December 28, 2015
THRIVENT INVESTMENT MANAGEMENT INC.
April 16, 2015 - September 11, 2015
QUASAR DISTRIBUTORS, LLC
January 2, 2009 - February 3, 2015
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
February 19, 2008 - January 2, 2009
RIVERSOURCE DISTRIBUTORS, INC.
July 2, 2003 - July 3, 2006
IDS LIFE INSURANCE COMPANY
July 2, 2003 - February 19, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
March 18, 1997 - May 31, 2002
IDS LIFE INSURANCE COMPANY
March 18, 1997 - May 31, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/3/2015)
Exams
FINRA
Current Firm
THRIVENT DISTRIBUTORS, LLC
CRD#: 179512 / SEC#: , 8-69606
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BEAVER, TROY ALAN | ELECTED MANAGER AND VICE PRESIDENT | 5099275 |
| CLOUTIER, JEFFREY DAVID | CHIEF FINANCIAL OFFICER | 5656265 |
| DRYDEN, EDWARD STUART | CHIEF COMPLIANCE OFFICER | 2033420 |
| JACKSON, JOHN DAVID | CHIEF LEGAL OFFICER AND SECRETARY | 5877878 |
| KREMENAK, MICHAEL WALDEN | ELECTED MANAGER AND PRESIDENT | 5892015 |
| RIESTERER, JAMIE LEE | ELECTED MANAGER | 4784706 |
Red Flags
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