BA
Brian E. Adams
CARTER, TERRY & COMPANY
ATLANTA, GA 30326
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CRD#: 2833397
BA
Professional summary
Brian Edward Adams is a registered financial advisor currently at CARTER, TERRY & COMPANY, INC. located in Atlanta, Georgia.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Brian has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Edward Adams's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brian Edward Adams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 30, 2004 - Present
CARTER, TERRY & COMPANY, INC.
Office #1: 3340peachtree Road Suite 1400, Atlanta, GA 30326Office #2: 3340 Peachtree Rd Ne Suite 1400, Atlanta, GA 30326RIA
BD
CRD#: 16365
ATLANTA, GA
Current
July 25, 2001 - Present
CARTER, TERRY & COMPANY, INC.
Office #1: 3340peachtree Road Suite 1400, Atlanta, GA 30326Office #2: 3340 Peachtree Rd Ne Suite 1400, Atlanta, GA 30326RIA
BD
CRD#: 16365
ATLANTA, GA
Past
April 14, 2000 - July 23, 2001
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
January 8, 1998 - March 29, 2000
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
January 31, 1997 - January 6, 1998
FAIRCHILD FINANCIAL GROUP, INC.
BD
CRD#: 21404
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CT
CARTER, TERRY & COMPANY, INC.
ATTKISSON AND ASSOCIATES, INCORPORATED | WICKHAM FINANCIAL & INSURANCE SERVICES | FJB SECURITIES, INC. | CARTER, TERRY & COMPANY, INC. | ATTKISSON, CARTER AND ASSOCIATES, INCORPORATED | ATTKISSON, CARTER & COMPANY, INC. | ATTKISSON, CARTER & AKERS, INCORPORATED | ATTKISSON CARTER & COMPANY, INC.
CRD#: 16365 / SEC#: 801-113129, 8-33797
RIA
Registered Investment Advisory firm - SEC (4/30/2018 Approved)Florida
Registered Investment Advisory firm - SEC (6/29/2018 Terminated)Georgia
Registered Investment Advisory firm - SEC (7/26/2018 Terminated)New Jersey
Registered Investment Advisory firm - SEC (6/30/2018 Terminated)North Carolina
Registered Investment Advisory firm - SEC (6/29/2018 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (6/29/2018 Terminated)Virginia
Registered Investment Advisory firm - SEC (6/29/2018 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/26/2026)
RR
Arizona(4/7/2020)
RR
California(7/25/2001)
RR
Florida(7/25/2001)
RR
Georgia(7/25/2001)
IAR
Georgia(7/30/2004)
RR
Hawaii(2/21/2017)
RR
Idaho(3/3/2022)
RR
Illinois(7/29/2014)
RR
Indiana(1/23/2012)
RR
Louisiana(1/27/2026)
RR
Maryland(2/20/2002)
RR
Michigan(9/22/2014)
RR
Missouri(10/19/2009)
RR
New Hampshire(5/23/2018)
RR
New York(7/25/2001)
RR
North Carolina(8/1/2001)
RR
Ohio(8/1/2012)
RR
Oregon(6/19/2018)
RR
Pennsylvania(9/19/2016)
RR
South Carolina(5/19/2003)
RR
Texas(1/27/2026)
RR
Virginia(7/31/2001)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CT
CARTER, TERRY & COMPANY, INC.
ATTKISSON AND ASSOCIATES, INCORPORATED | WICKHAM FINANCIAL & INSURANCE SERVICES | FJB SECURITIES, INC. | CARTER, TERRY & COMPANY, INC. | ATTKISSON, CARTER AND ASSOCIATES, INCORPORATED | ATTKISSON, CARTER & COMPANY, INC. | ATTKISSON, CARTER & AKERS, INCORPORATED | ATTKISSON CARTER & COMPANY, INC.
CRD#: 16365 / SEC#: 801-113129, 8-33797
RIA
Registered Investment Advisory firm - SEC (4/30/2018 Approved)Florida
Registered Investment Advisory firm - SEC (6/29/2018 Terminated)Georgia
Registered Investment Advisory firm - SEC (7/26/2018 Terminated)New Jersey
Registered Investment Advisory firm - SEC (6/30/2018 Terminated)North Carolina
Registered Investment Advisory firm - SEC (6/29/2018 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (6/29/2018 Terminated)Virginia
Registered Investment Advisory firm - SEC (6/29/2018 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
3340 Peachtree Road Suite 1400 Suite 1400, Atlanta, GA 30326
Mailing Address
3340 Peachtree Road Suite 1400, Atlanta, GA 30326
Phone number
(404) 364-2070
Established
Georgia since 03/12/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
37
SEC notice filing (12 States and Territories)
FINRA licenses (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 185 |
| AUM (Assets Under Management) | $ 111,326,459 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CARTER, TERRY & COMPANY, INC.
CRD#: 16365Atlanta, GA 30326TRUST BUT VERIFY
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Contact information
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