Anthony Park
Professional summary
Anthony Park, who also goes by Anthony Rapley, is a registered financial advisor currently at PANOPTIC GLOBAL WEALTH MANAGEMENT, LLC located in Santan Valley, Arizona.
Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Anthony has worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Park's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 4, 2011 - Present
PANOPTIC GLOBAL WEALTH MANAGEMENT, LLC
June 15, 2010 - August 3, 2011
NEWPORT COAST SECURITIES, INC.
June 10, 2010 - August 3, 2011
NEWPORT COAST SECURITIES, INC.
November 2, 2009 - March 30, 2010
J. W. COLE ADVISORS, INC.
September 28, 2009 - March 30, 2010
J.W. COLE FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/4/2011)
Exams
Current Firm
PANOPTIC GLOBAL WEALTH MANAGEMENT, LLC
CRD#: 158873 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 900,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.