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LR

Lemitra L. Rhodes

SALIENT CAPITAL L.P.
Houston, TX 77024
Some features on this profile are disabled
CRD#: 2833298
LR

Professional summary

Lemitra Lenette Rhodes is a registered financial professional currently at SALIENT CAPITAL L.P. located in Houston, Texas.

Lemitra is registered as a RR (Registered Representative) and started their career in finance in 1997. Lemitra has worked at 11 firms and has passed the Series 66, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lemitra Lenette Rhodes's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 12, 2024 - Present

SALIENT CAPITAL L.P.

Office #1: 10000 Memorial Drive Suite 650, Houston, TX 77024Office #2: 200 Crescent Court Suite 1200, Dallas, TX 75201
BD
CRD#: 147912
Houston, TX
Past

February 6, 2018 - May 1, 2019

FORWARD SECURITIES, LLC

BD
CRD#: 150133
HOUSTON, TX
Past

August 11, 2017 - July 26, 2018

HIGHTOWER PRIVATE CLIENT

RIA
CRD#: 288687
HOUSTON, TX
Past

August 16, 2012 - May 1, 2019

SALIENT CAPITAL ADVISORS, LLC

RIA
CRD#: 153914
HOUSTON, TX
Past

August 16, 2012 - May 1, 2019

SALIENT CAPITAL L.P.

BD
CRD#: 147912
HOUSTON, TX
Past

February 22, 2012 - August 7, 2012

HINES PRIVATE WEALTH SOLUTIONS LLC

BD
CRD#: 128145
HOUSTON, TX
Past

January 20, 2012 - February 9, 2012

MOODY SECURITIES, LLC

BD
CRD#: 148771
HOUSTON, TX
Past

May 30, 2011 - August 3, 2011

BOK FINANCIAL ASSET MANAGEMENT, INC.

RIA
CRD#: 106507
HOUSTON, TX
Past

August 9, 2010 - August 3, 2011

MBM SECURITIES, INC.

BD
CRD#: 124850
HOUSTON, TX
Past

December 17, 2008 - February 2, 2010

HINES PRIVATE WEALTH SOLUTIONS LLC

BD
CRD#: 128145
HOUSTON, TX
Past

May 14, 2007 - November 30, 2007

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
HOUSTON, TX
Past

October 4, 2005 - January 23, 2007

FUND MANAGEMENT COMPANY

BD
CRD#: 25585
HOUSTON, TX
Past

March 3, 1997 - May 14, 2007

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 7369
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/27/2011
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/13/2006
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/28/1997
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/24/2007
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 5/24/2002
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SC
SALIENT CAPITAL L.P.
SALIENT CAPITAL L.P.

CRD#: 147912 / SEC#: , 8-67938

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
10000 Memorial Drive Suite 650, Houston, TX 77024
Mailing Address
10000 Memorial Drive Suite 650, Houston, TX 77024
Phone number
(346) 348-0922
Established
Texas since 04/03/2002
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WESTWOOD HOLDINGS GROUP, INC.LIMITED PARTNERS
LANG, LAURACHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER / FINOP2249418
REID, GREGORY ALLENPRESIDENT2176683
SCHLAG, JAMIE LEECHIEF COMPLIANCE OFFICER6114352
WHG GP HOLDCO, LLCGENERAL PARTNER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SALIENT CAPITAL L.P.

CRD#: 147912Houston, TX 77024

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