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Eric Paul Hayne

CRD# 2833203·Registered 2006 - 2014
Previously Registered: Being a previously registered professional could mean that Eric is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Eric Paul Hayne, who also goes by Eric Hayne, was a registered financial advisor. Eric was a previously registered financial professional and started their career in finance 2006 - 2014. Eric had worked at 3 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eric Hayne

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

LOCORR DISTRIBUTORS, LLC·CRD# 41782
BD
Excelsior, MN
October 8, 2012 - March 24, 2014
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
Minneapolis, MN
May 24, 2012 - July 12, 2012
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Minneapolis, MN
April 3, 2007 - November 29, 2007
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
December 5, 2006 - November 29, 2007

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Current Firm

LD
LOCORR DISTRIBUTORS, LLC

LOCORR DISTRIBUTORS, LLC | STRATEGIC TRADING, INC. | OCTAVUS LLC

CRD#: 41782 / SEC#: 8-49568
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

687 Excelsior Blvd, Excelsior, MN 55331

Mailing Address

687 Excelsior Blvd, Excelsior, MN 55331

Phone Number

(952) 767-6900

Established

Minnesota since 02/07/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (14 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
OCTAVUS GROUP LLCOWNER—
KINZIE, KEVIN MICHAELCEO4384324
ESSEN, JON CHADWICKPRINCIPAL, CFO, FINOP2469593
HULL, BRIAN FRANCISCCO2685889

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2006About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed May 2012About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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