Timothy H. Oconnor

BENJAMIN SECURITIES

PENSACOLA, FL 32502

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CRD#: 2833149

Professional summary

Timothy Henry Oconnor is a registered financial professional currently at BENJAMIN SECURITIES, INC. located in Pensacola, Florida.

Timothy is registered as a RR (Registered Representative) and started their career in finance in 1997. Timothy has worked at 12 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy Henry Oconnor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 26, 2016 - Present

BENJAMIN SECURITIES, INC.

Office #1: 3 West Garden Street Suite 407, Pensacola, FL 32502

RIA

CRD#: 7754

PENSACOLA, FL

Past

January 2, 2015 - May 25, 2016

INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645

Melville, NY

Past

May 5, 2014 - January 13, 2015

IAA FINANCIAL LLC

CRD#: 6578

MELVILLE, NY

Past

July 15, 2013 - May 29, 2014

SPARTAN CAPITAL SECURITIES, LLC

CRD#: 146251

GARDEN CITY, NY

Past

October 12, 2012 - July 1, 2013

C.K. COOPER & COMPANY, INC.

CRD#: 106578

MELVILLE, NY

Past

October 2, 2012 - October 15, 2012

LAIDLAW & COMPANY (UK) LTD.

CRD#: 119037

MELVILLE, NY

Past

September 8, 2005 - October 3, 2012

EKN FINANCIAL SERVICES INC.

CRD#: 113525

MELVILLE, NY

Past

May 7, 2002 - September 2, 2005

EAST SHORE PARTNERS, INC.

CRD#: 28999

HAUPPAUGE, NY

Past

December 21, 2001 - May 21, 2002

EKN FINANCIAL SERVICES INC.

CRD#: 113525

MELVILLE, NY

Past

October 22, 2001 - December 21, 2001

EHRENKRANTZ KING NUSSBAUM

CRD#: 31140

NEW YORK, NY

Past

September 22, 1999 - October 22, 2001

WEATHERLY SECURITIES CORPORATION

CRD#: 11081

NEW YORK, NY

Past

June 25, 1997 - October 19, 1999

TASIN & COMPANY, INC.

CRD#: 30709

HAUPPAUGE, NY

Past

March 27, 1997 - May 19, 1997

ROYCE INVESTMENT GROUP, INC.

CRD#: 10494

WOODBURY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BENJAMIN SECURITIES, INC.

BENJAMIN & FORGIONE CO., INC. | BENJAMIN SECURITIES, INC.

CRD#: 7754 / SEC#: 801-30987, 8-23518

RIA

Registered Investment Advisory firm - SEC (12/24/1987 Approved)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/31/2025)

California
(4/28/2022)

Colorado
(9/27/2023)

Delaware
(1/24/2024)

Florida
(4/19/2023)

Illinois
(8/10/2023)

Iowa
(8/3/2016)

Louisiana
(9/16/2025)

Michigan
(4/30/2023)

Nevada
(9/21/2021)

New Jersey
(4/28/2022)

New York
(5/26/2016)

Texas
(2/14/2018)

Washington
(7/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/1/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 5/9/2008

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 3/25/1997

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

BENJAMIN SECURITIES, INC.

BENJAMIN & FORGIONE CO., INC. | BENJAMIN SECURITIES, INC.

CRD#: 7754 / SEC#: 801-30987, 8-23518

RIA

Registered Investment Advisory firm - SEC (12/24/1987 Approved)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

3 West Garden Street Suite 6, Albany, NY 12205

Mailing Address

3 West Garden Street Suite 407, Pensacola, FL 32502

Phone number

(516) 931-1090

Established

New York since 08/10/1977

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

SEC notice filing (4 States and Territories)

FINRA licenses (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PART 2A FIRM BROCHURE (9/29/2025)

Direct owners and executive officers

Name	Position	CRD#
BAKER GLOBAL ASSET MANAGEMENT, INC.	OWNER
BAKER, WILLIAM THOMAS	PRESIDENT,MSRB, CCO,AML COMPLIANCE OFFICER OF BENJAMIN SEC. & PRESIDENT,CEO,SHAREHOLDER OF BAKER GLOBAL ASSET	1804430
LAUNDRIE, THOMAS WILLIAM	VICE PRESIDENT/ ROSFP	1207021
STAMOVA, ILINA S	FINANCIAL OPERATIONS PRINCIPAL	5500851

Regulatory assets under management

Total Number of Accounts	68
AUM (Assets Under Management)	$ 33,609,905

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy H. Oconnor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy Henry Oconnor's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTERNATIONAL ASSETS ADVISORY, LLC

IAA FINANCIAL LLC

SPARTAN CAPITAL SECURITIES, LLC

C.K. COOPER & COMPANY, INC.

LAIDLAW & COMPANY (UK) LTD.

EKN FINANCIAL SERVICES INC.

EAST SHORE PARTNERS, INC.

EKN FINANCIAL SERVICES INC.

EHRENKRANTZ KING NUSSBAUM

WEATHERLY SECURITIES CORPORATION

TASIN & COMPANY, INC.

ROYCE INVESTMENT GROUP, INC.

Primary Firm SEC Registration

BENJAMIN SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/1/1997

Series 57TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 5/9/2008

Series 7

Date: 3/25/1997

FINRA

Nasdaq Stock Market

Current Firm

BENJAMIN SECURITIES, INC.

Contact information

SEC notice filing (4 States and Territories)

FINRA licenses (33 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

BENJAMIN SECURITIES, INC.

TRUST BUT VERIFY

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