James A. Kelly
Professional summary
James Andrew Kelly, who also goes by Jim Kelly, is a registered financial professional currently at BRIGHTHOUSE SECURITIES, LLC located in West Hartford, Connecticut.
James is registered as a RR (Registered Representative) and started their career in finance in 1996. James has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Andrew Kelly's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 26, 2017 - Present
BRIGHTHOUSE SECURITIES, LLC
January 28, 2016 - April 3, 2017
LINCOLN FINANCIAL DISTRIBUTORS, INC.
December 6, 2011 - January 11, 2016
REALTY CAPITAL SECURITIES, LLC
December 18, 2008 - December 31, 2010
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
October 9, 2002 - December 31, 2006
JOHN HANCOCK DISTRIBUTORS LLC
January 1, 2002 - December 2, 2011
JOHN HANCOCK DISTRIBUTORS LLC
July 28, 1999 - January 1, 2002
MANULIFE WOOD LOGAN, INC.
July 21, 1997 - February 1, 1999
MORGAN STANLEY DW INC.
June 26, 1997 - July 25, 1997
J.P. MORGAN SECURITIES LLC
December 19, 1996 - May 27, 1997
ROYCE INVESTMENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/26/2017)
(12/10/2024)
(4/26/2017)
Exams
FINRA
Current Firm
BRIGHTHOUSE SECURITIES, LLC
CRD#: 285300 / SEC#: , 8-69845
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRIGHTHOUSE HOLDINGS, LLC | SOLE MEMBER (SHAREHOLDER) | |
| BEAULIEU, PHILIP JOHNATHON | VICE PRESIDENT | 5300540 |
| DAVIS, MICHAEL BENJAMIN | VICE PRESIDENT | 1742347 |
| LAMBERT, MYLES JOSEPH | CHAIRMAN PRESIDENT AND CEO | 3107551 |
| MACILVANE, KEVIN MICHAEL JR | VICE PRESIDENT | 5164574 |
| MARTINEZ, JOHN GREGORY | PRINCIPAL FINANCIAL OFFICER | 2210722 |
| MORGAN, JANET MARIE | VICE PRESIDENT | 6770849 |
| NIGRO, GERARD JOSEPH | SENIOR VICE PRESIDENT | 1577003 |
| PROHONIC, KRISTIN LEE | CHIEF COMPLIANCE OFFICER | 3048592 |
Red Flags
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