Jassen Velez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jassen Velez, who also goes by Jassen Mark Velez, Jay Velez, was a registered financial professional .
Jassen is a previously registered financial professional and started their career in finance in 1997. Jassen had worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2017 - September 25, 2019
FIRST STANDARD FINANCIAL COMPANY LLC
October 26, 2012 - August 7, 2015
CAPE SECURITIES INC.
February 28, 2011 - October 30, 2012
MSI FINANCIAL SERVICES, INC.
April 27, 2010 - March 15, 2011
EKN FINANCIAL SERVICES INC.
February 22, 2010 - May 4, 2010
ITRADEDIRECT.COM CORP
February 7, 2007 - March 26, 2010
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
May 17, 2002 - February 22, 2007
MILESTONE FINANCIAL SERVICES, INC.
January 30, 2001 - May 17, 2002
MANTIS SECURITIES, INC.
April 14, 1999 - January 30, 2001
SALOMON GREY FINANCIAL CORPORATION
January 13, 1998 - April 7, 1999
THE CAMELOT GROUP, INC.
December 10, 1997 - December 16, 1997
MEYERS POLLOCK ROBBINS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 12/8/1997
Corporate Securities Limited Representative ExaminationCurrent Firm
FIRST STANDARD FINANCIAL COMPANY LLC
CRD#: 168340 / SEC#: , 8-69300
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
