Megan C. Pierpont

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CRD#: 2833017

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Megan Cowan Pierpont, who also goes by Megan Cowan, was a registered financial professional .

Megan is a previously registered financial professional and started their career in finance in 1997. Megan had worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Megan Cowan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 24, 2003 - April 19, 2018

APRIEM ADVISORS

RIA

CRD#: 108188

IRVINE, CA

Past

July 9, 2003 - November 21, 2008

DOLPHIN SECURITIES, INC.

CRD#: 10525

IRVINE, CA

Past

August 23, 2001 - June 2, 2003

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

IRVINE, CA

Past

February 24, 1998 - May 29, 2003

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

January 9, 1997 - February 13, 1998

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APRIEM ADVISORS

APRIEM ADVISORS | IWAMOTO, KONG & CO., INC. | IWAMOTO KONG WEALTH MANAGEMENT GROUP | IWAMOTO KONG & CO INC | IWAMOTO KONG

CRD#: 108188 / SEC#: 801-55371

RIA

Registered Investment Advisory firm - (3/20/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/4/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/21/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/8/1997

General Securities Representative Examination

Current Firm

APRIEM ADVISORS

APRIEM ADVISORS | IWAMOTO, KONG & CO., INC. | IWAMOTO KONG WEALTH MANAGEMENT GROUP | IWAMOTO KONG & CO INC | IWAMOTO KONG

CRD#: 108188 / SEC#: 801-55371

RIA

Registered Investment Advisory firm - (3/20/1998 Approved)

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Contact information

Main Address

19200 Von Karman Avenue Suite 1050, Irvine, CA 92612

Mailing Address

Phone number

(949) 253-8888

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APRIEM ADVISORS FORM ADV PART 2 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	2,597
AUM (Assets Under Management)	$ 1,229,145,243

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Megan C. Pierpont

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

APRIEM ADVISORS

DOLPHIN SECURITIES, INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

NATIONWIDE INVESTMENT SERVICES CORPORATION

Primary Firm SEC Registration

APRIEM ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 8/4/2001

Series 63

Date: 1/21/1997

Series 7

Date: 1/8/1997

Current Firm

APRIEM ADVISORS

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APRIEM ADVISORS

TRUST BUT VERIFY

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